- Wells Fargo (New York, NY)
- …timely monitoring of performance trends, validating risk ratings, monitoring covenant compliance , as well as adherence to policy and regulatory requirements to ... and coordinate colleagues in the execution of loan booking, closing, and compliance requirements. + Contribute to and lead credit focused projects, partnering with… more
- Wells Fargo (New York, NY)
- …into the platform, delivering automated guardrails, real-time exposure monitoring, and compliance with regulatory standards-making this role central to both business ... trading systems in production environments, ensuring stability, resilience, and compliance with regulatory requirements. + Drive continuous improvement initiatives… more
- Wells Fargo (New York, NY)
- …completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and ... screening and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal investing; affected… more
- Mount Sinai Health System (New York, NY)
- …using the principles of high reliability. + Reviews unit progress, changes and compliance with quality and safety metrics with clinical nurses and other members of ... + Leads staff participation in quality and safety initiatives and mandated compliance measures. + Demonstrates accountability for all unit quality and safety… more
- Wells Fargo (New York, NY)
- …implementing pricing, risk, and analytics models, supporting regulatory and compliance requirements and collaborating with traders, quants, product and other ... platform issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area are met and work with… more
- Wells Fargo (New York, NY)
- …an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... in the sales development process + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to follow policies,… more
- Wells Fargo (New York, NY)
- …appropriate FINRA license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In ... Securities Industry Essentials (SIE) exam co-requisite is required + Specific compliance policies may apply regarding outside activities and/or personal investing;… more
- Wells Fargo (New York, NY)
- …completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and ... screening and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal investing; affected… more
- Haleon (East Durham, NY)
- …engineering compliance and corrective actions across sites. + Leadership, Governance , and Network Building + Lead the Regional Capital Management Network, ... Engineering, Operations, Finance, and Global Capital Teams, ensuring engineering compliance , construction safety, and continuous improvement of capital systems and… more
- Wells Fargo (New York, NY)
- …adherence to Private Mortgage Banking Sales functional area, policies, procedures, compliance requirements, and generating loans + Understand real estate appraisals, ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more