- Wells Fargo (New York, NY)
- …to and support complex initiatives in selected domains.Ensure quality, security, and compliance for supported systems and applications + Serve as a technical ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Wells Fargo (New York, NY)
- …platform issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area are met and work with ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Wells Fargo (New York, NY)
- …field + High level of proficiency in Excel and PowerPoint Specific compliance policies may apply regarding outside activities and/or personal investing; affected ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Wells Fargo (New York, NY)
- …+ Provide guidance with respect to municipal securities transaction-related activities, including compliance with federal securities laws, tax laws and MSRB rules + ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Wells Fargo (New York, NY)
- …skills + Ability to perform in a demanding environment Specific compliance policies may apply regarding outside activities and/or personal investing; affected ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- KeyBank (Buffalo, NY)
- …risk indicators. + Assist in the development of department procedures to support governance monitoring processes and assist in the review, update, and enhancement of ... operational and/or compliance risk management policies and procedure standards. + Effectively...legal counsel, internal risk review personnel as well as operational/ compliance peers. + For assigned LOBs, become the subject… more
- Citigroup (Getzville, NY)
- …of issues with key stakeholders, such that Citi achieves and maintains compliance and appropriately remediates findings from internal and external reviews as well ... comprehensive QA reviews across assigned portfolio of High Severity issues, in compliance with Issue Management Policy, Standards and Procedures. + Create and… more
- M&T Bank (New York, NY)
- …team in all aspects of existing and new credit portfolio management, including compliance and monitoring of new and existing clients within the loan portfolio. ... by the specific loan portfolio to ensure adherence to all risk and compliance policies and support the client experience throughout the lifecycle of the relationship… more
- Citigroup (New York, NY)
- …of issues with key stakeholders, such that Citi achieves and maintains compliance and appropriately remediates findings from internal and external reviews as well ... of issues with key stakeholders + Support issue quality reviews ensuring compliance with Issue Management Policy, Standards and Procedures + Facilitate Business /… more
- Wells Fargo (Purchase, NY)
- …million dollars **Job Expectations:** + Up to 25% travel + Specific compliance policies may apply regarding outside activities and/or personal investing; affected ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more