- Wells Fargo (Charlotte, NC)
- …It all begins with you. **About this role:** Wells Fargo is seeking a Lead Commercial Loan Closing Specialist in Capital Finance as a part of Wholesale Lending ... verbal, written, and interpersonal communication skills + Knowledge of Deposit Account Control Agreements (DACAs) and cash management systems. + Profi cient in… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Product Manager for the Alternatives Investments Group as part of Wealth and Investment Management. Learn more ... **In this role, you will:** + Manage risk and control processes as well as support product portfolio monitoring...sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making… more
- Citigroup (Charlotte, NC)
- …support for all acquisition/divestiture/joint venture initiatives. + Contribution to the governance of funding, investing and analytics of the balance sheet, ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. + The job environment will be fast paced… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Capital Markets Document Negotiator for the negotiation of various trading agreements as part of the growth ... Variation Margin and Initial Margin requirements. + Familiarity with Account Control Agreements. + Existing negotiation relationships with investment managers and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital Markets ... + Demonstrate deep knowledge of SPG products, associated risks, and the control environment. + Evaluate industry practices and regulatory developments to inform… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Payments Software Engineer to join our Global Payments and Liquidity team to be part of the transformation ... cross functional teams + Experience with the agile development methodologies and version control systems such as GIT + Certification in AI, machine learning or a… more
- TD Bank (Charlotte, NC)
- …industry standards. **Role Description:** + Supports the US Compliance Risk Assessment lead with managing and facilitating the US Compliance Risk Assessment and ... well as banking products and services. Additionally, a risk management / internal control mindset to apply and assess risk identification / mitigation is essential.… more
- American Express (Charlotte, NC)
- …your holistic well-being and many opportunities to learn new skills, develop as a leader , and grow your career. Here, your voice and ideas matter, your work makes ... quick thinkers who can shape the strategic decisions that lead our business forward. Whether it's negotiating with some...impact in this role?** The Quality Assurance and Regulatory Governance team is responsible for ensuring governance … more
- TD Bank (Charlotte, NC)
- …Issues, Actions and Decisions) logs + Drafting and/or reviewing the sufficiency of a control + Presenting to very large audiences on a routine basis The above ... depending on availability and individual circumstances._ **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or… more
- Comerica (Charlotte, NC)
- …and governance practices including the development and oversight of control monitoring and testing strategies. Conduct regular reviews to identify potential ... Education and Communications, Program Monitoring and Reporting and Program Governance to optimize and manage quality adherence to the...incidents and other metrics as it relates to the control of the operating model. Lead high… more