- Citigroup (Getzville, NY)
- …degree, Master's degree preferred **Job Family Group:** Controls Governance & Oversight **Job Family:** Managers Control Self-Assessment **Time ... for designing and implementing a comprehensive and robust Managers Control Self-Assessment (MCA), also known as Risk ...Regulations, Management Reporting, Policy and Procedure, Referral and Escalation, Risk Controls and Monitors, Risk … more
- KeyBank (NY)
- … program management topics, including all activities associated with LOBs risks, controls , testing, remediation, loss analysis, key risk indicators, reporting, ... (LOBs) to identify and assess risks, review and challenge risk assessments, provide input over controls and...positive working relationships with internal clients, staff, peers, other risk partners, and LOB senior management. -… more
- M&T Bank (Buffalo, NY)
- …management and the Risk Committee of the Board of Directors. + Evaluate risk controls and identify risk deficiencies and conduct other complex ... Develop and review presentation materials and risk reports with senior ...risk analytics field. + Adhere to applicable compliance/operational risk controls in accordance with Company or… more
- Wellington (New York, NY)
- …the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a ... perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance… more
- TD Bank (New York, NY)
- …key role within US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance , control and risk management behaviors aligned with TD ... with adherence to enterprise-wide initiatives including global policies and governance . + Assist with regulatory and audit requests. +...Internal Audit and regulators + Maintains a culture of risk management and control , supported by effective… more
- JPMorgan Chase (Brooklyn, NY)
- …key rule interpretations therein, review of estimation methods, review/oversight of data governance and management function, integration into key controls over ... Risk Management and Compliance (RM&C) strategic objectives while maintaining robust risk management standards within the firm's Capital Governance Framework.… more
- TD Bank (New York, NY)
- …to address performance/ risk / governance issues + Maintains a culture of risk management and control , supported by effective processes in alignment with ... analytical models used for TD. The position reports to Senior Manager, Trading Surveillance and Insider Risk ...controls , segregation of duties, transaction approvals and physical control of assets) + Leads relationships with business lines… more
- JPMorgan Chase (New York, NY)
- …actions. + Partner with colleagues across the firm to promote consistent operational risk practices. + Establish control governance and reporting for ... Control Design & Evaluation, Issue Management, and Control Governance . As a Control ...Sales or Trading businesses. + Experience in operations, operational risk management, business controls , sales, trading, audit,… more
- SMBC (New York, NY)
- …metrics. + Interact with Business Units to help support, enhance, and adjust risk control measures, credit underwriting standards and guidelines, and maintain ... risks and ensure they are accounted for in the risk identification inventory. + Lead the governance ...appropriately at every level of the organization, including credit risk peers, business partners, senior executives, and… more
- Raymond James Financial, Inc. (New York, NY)
- …and other initiatives. . Plays a central role in shaping the firm's 1LOD/2LOD risk governance model, helping define and clarify roles and responsibilities across ... aspects of the Private Client and Asset Management . Risk assessment methodologies . Risk governance... Risk policy and procedures . Infrastructure design, risk controls and segregation of duties .… more