- JPMorgan Chase (New York, NY)
- …actions. + Partner with colleagues across the firm to promote consistent operational risk practices. + Establish control governance and reporting for ... Control Design & Evaluation, Issue Management, and Control Governance . As a Control ...Sales or Trading businesses. + Experience in operations, operational risk management, business controls , sales, trading, audit,… more
- SMBC (New York, NY)
- …metrics. + Interact with Business Units to help support, enhance, and adjust risk control measures, credit underwriting standards and guidelines, and maintain ... risks and ensure they are accounted for in the risk identification inventory. + Lead the governance ...appropriately at every level of the organization, including credit risk peers, business partners, senior executives, and… more
- Raymond James Financial, Inc. (New York, NY)
- …and other initiatives. . Plays a central role in shaping the firm's 1LOD/2LOD risk governance model, helping define and clarify roles and responsibilities across ... aspects of the Private Client and Asset Management . Risk assessment methodologies . Risk governance... Risk policy and procedures . Infrastructure design, risk controls and segregation of duties .… more
- TD Bank (New York, NY)
- …certificate and/or + 7+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating frameworks & ... key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business… more
- Capital One (New York, NY)
- …core elements to providing assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes. + You ... Senior Tech Audit Manager - Global Payment Network...least 2 years of experience in cloud computing and controls (design, operation, risk management, or auditing)… more
- KeyBank (Amherst, NY)
- …Road, Brooklyn Ohio **Job Description** The Compliance Associate - Financial Crimes Risk Management (FCRM) Governance Team role ensures Key's compliance with ... Act (BSA), USA PATRIOT Act, Office of Foreign Assets Control (OFAC), and export control regulations. **Essential...with self-testing and assisting in the development of new controls to assist in mitigating sanctions risk .… more
- AIG (New York, NY)
- … control environment including risk management, operational, financial, internal control , and governance processes.As a Senior Audit Manager, you ... Manage relationships with key technology stakeholders + Assist IAG senior management in the development and execution of a...update the Core Technology business risk and control environment assessments, including key risks and controls… more
- Deloitte (Jericho, NY)
- …level-including risk and control assessments, operational/data controls , and data analytics-while mentoring consultants and senior consultants. ... in business processes, regulatory requirements, risk management, internal control management, technology controls , and frameworks within regulatory… more
- TD Bank (New York, NY)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise initiatives helping to ... exist + Supports the execution of remediation plans to address performance/ risk / governance issues + Actively manages relationships within and across… more
- M&T Bank (Buffalo, NY)
- …analysis across IR, FX and non-derivative transactions + Provide CCR slides for senior management discussion and risk governance committees + Perform ... recommendations, performance management and terminations. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory… more