- Bank of America (New York, NY)
- … controls over proxy data, overrides, calibration error, model risk , and untested parameters/risks while improving valuation uncertainty metrics, market data ... back testing, and governance + Collaborates with Traders, Market Risk ,...Risk Management, Front Office Quants, Product Controllers, and senior managers on valuation related matters while communicating complex… more
- MTA (Jamaica, NY)
- …process best practices and in accordance with the COSO framework relative to risk assessment, internal controls and fraud prevention as well as marketing, ... and in accordance with the COSO framework relative to risk assessment, internal controls , and fraud prevention...implement, and maintain guidelines for a system of internal controls and a program of internal control … more
- S&P Global (NY)
- …customers. **Responsibilities and Impact:** This role reports to the Head of Technology Risk and Governance in the Global Digital Technology Organization. The ... Head of Technology Risk and Governance drives the Digital Solutions...the issues are clearly articulated, mapped to the appropriate risk category, and mitigating controls are identified… more
- GE Vernova (New York, NY)
- …risks, and, in partnership with commercial resources, develop written procedures and risk -based controls designed to help prevent, detect and respond to, ... arising from new business activities. When warranted, operationalize and implement control enhancements to meet local obligations. _Effective Governance and… more
- TD Bank (New York, NY)
- …applicable regulatory guidelines is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit) ... and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First...Desk Heads / Supervisors. + Understanding of key non-financial risk (eg, market, credit, operational) concepts, controls … more
- Citigroup (Getzville, NY)
- …for the NAM Swap/Security-based Swap Trade Reporting, along with the ongoing governance , oversight of reporting obligations and associated controls . This role ... and regulator expectations with applied experience executing, overseeing, or assessing risk and control processes and regulatory engagement. The successful… more
- TD Bank (New York, NY)
- …key role within US FCRM TDS Business Oversight. **Primary duties include:** + Demonstrate governance , control and risk management behaviors aligned with TD ... expert in all aspects of financial crime risks and controls across a range of Global Markets activity, to...and assesses potential impacts + Maintains a culture of risk management and control , supported by effective… more
- TD Bank (New York, NY)
- …Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a ... framework that includes: policies and procedures for effective data governance ; data completeness and accuracy checks; surveillance inventories (define surveillance… more
- JPMorgan Chase (New York, NY)
- …of large-scale initiatives. + Extensive knowledge of governance and risk management frameworks, including evaluating control environments and developing ... risk management processes and frameworks, actively interacting with oversight, risk management and controls functions to address potential modifications. +… more
- Citigroup (Getzville, NY)
- …Regulations, Management Reporting, Policy and Procedure, Program Management, Referral and Escalation, Risk Controls and Monitors, Risk Identification and ... newsletters that provide clear, concise and balanced updates to senior forums and Citi internal governance committees,...other actions is a plus. + Experience in driving governance and controls . + Understanding and application… more