- Bank of America (New York, NY)
- …to influence management's strategic direction and actions to strengthen the model risk control environment. **Responsibilities:** + Conducts audit assessment of ... controls supporting the model life cycle including model governance , development, validation, on-going monitoring, and model change management. Job expectations… more
- TD Bank (New York, NY)
- …financial controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional / enterprise / initiatives as ... areas of data and analytics. Works independently as a senior lead and may manage and direct activities related...and assess potential impacts + Maintains a culture of risk management and control , supported by effective… more
- M&T Bank (Buffalo, NY)
- …bringing a systematic, disciplined approach to evaluating and improving the effectiveness of risk management, control , and governance processes. An MDP ... the Audit Committee and regulatory expectations. + Adhering to applicable compliance/operational risk controls in accordance with Company or regulatory standards… more
- Wells Fargo (New York, NY)
- …development, infrastructure engineering, and third-party integrations to proactively manage cybersecurity risk . + Partner with senior leaders in Technology, ... business and regulatory needs. + Influencer: Builds consensus across senior technology, business, and risk leaders. +...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Citigroup (New York, NY)
- …manage and mentor junior traders as needed + Leading strong governance and controls : + Work in close partnership with control functions such as Legal, ... **Responsibilities:** + Oversee an IG trading book as a Senior trader and generate revenues and manage risk...Risk , Audit, Finance in order to ensure appropriate governance and control infrastructure + Build a… more
- TD Bank (New York, NY)
- …a culture of innovation, accountability, and technical excellence. ** Governance and Risk Management:** . Establish robust controls and governance ... support of systems for P&L attribution, IPV (Independent Price Verification), valuation control , and risk -based financial analysis. . Drive initiatives for… more
- Citigroup (New York, NY)
- …and manage and mentor juniors as needed + Leading strong governance and controls : + Work in close partnership with control functions such as Legal, ... business + Deliver on budgeted revenues and maintain tight risk controls + Establish and maintain key...Risk , Audit, Finance in order to ensure appropriate governance and control infrastructure + Build a… more
- M&T Bank (Buffalo, NY)
- …performance management and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with ... Identify priorities within function(s) of oversight and raise to senior leadership to incorporate into financial plan. + Collaborate...Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing… more
- TD Bank (New York, NY)
- …enterprise. + With business and other Risk partners promote a strong governance & control environment with periodic assessments against industry practices. + ... requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Reporting: With the Head of...to effectively report on the status of Surveillance in senior governance and Boards. As needed, report… more
- JPMorgan Chase (New York, NY)
- …digital asset-related matters, including Know Your Customer (KYC), monitoring and screening controls , governance , investigations, and risk assessment teams. ... and/or Broker/Dealer Compliance and be responsible for developing and overseeing risk -based processes and controls , addressing financial crimes-related queries,… more