- Principal Financial Group (New York, NY)
- …with the enterprise program. + Review and challenge the design and effectiveness of risk controls across fund platforms and operations. + Identify and escalate ... with business and functional leaders to embed a proactive risk culture, strengthen governance , and provide consistent,...organizational risk appetite. + Partner with enterprise risk management and other control functions to… more
- TD Bank (NY)
- …abreast of new risk management techniques and industry literature + Demonstrates governance , control and risk management behaviors in alignment with TD ... framework and policy + Oversees enterprise, ad hoc risk , and compliance programs [e.g., Governance Frameworks]...point person to provide oversight in regards to market risk control for trading desks in the… more
- TD Bank (New York, NY)
- … control assessments, access controls , regulatory compliance, technology resiliency, risk and control governance and metrics, incident management, ... in the Cybersecurity risk management practices, operational risk framework and Cybersecurity risks/processes/ controls . The group... risk concepts + Oversees a team of senior risk managers as they lead second… more
- Coinbase (Albany, NY)
- …of Internal Audit is to objectively evaluate and audit the effectiveness of governance , compliance, risk management, and control process. The in-house ... reports on SOX, SOC, and operational audit findings, detailing clear findings, risk implications, and pragmatic, actionable recommendations to senior management… more
- M&T Bank (Buffalo, NY)
- …model and first line of defense responsibilities + Experience conducting risk control self-assessments and developing risks and controls + Minimum of 4 ... department frameworks, procedures, and job aids. + Maintain updated risk , control , and metric records in the...risk assessments, or reporting on findings, or leading risk controls self-assessments. + Lead compliance efforts… more
- TD Bank (New York, NY)
- …abreast of new risk management techniques and industry literature + Demonstrates governance , control and risk management behaviors in alignment with TD ... + Providing oversight and thought leadership to reporting and governance controls including implementation and change ...a point-person and provides oversight in regards to market risk control for trading desks in the… more
- TD Bank (New York, NY)
- …risk assessment for all TD businesses + Supports the business lines with compliance/ risk controls and periodically evaluates risk mitigation efforts to ... and manage regulatory compliance risk and conduct risk ;** **Job Summary:** The Senior Compliance Business...impacts + Coordinates with other Compliance partners and business governance and control partners to promote consistency… more
- Bank of America (New York, NY)
- …protocols, and governance routines to ensure smooth operation of the control room, including conducting periodic and targeted assessments of the control ... to adapt to regulatory changes. + Collaborate with internal audit and other control functions to address identified gaps in controls , while identifying and… more
- City of New York (New York, NY)
- …role in risk based assessments of the Department's operational efficiencies, control effectiveness and compliance with federal laws, such as the Health Insurance ... and execute advisory, assessment and audit projects using information technology (IT) Governance , Risk and Compliance (GRC) best practices, methodologies and… more
- Citigroup (Getzville, NY)
- …degree, Master's degree preferred **Job Family Group:** Controls Governance & Oversight **Job Family:** Managers Control Self-Assessment **Time ... for designing and implementing a comprehensive and robust Managers Control Self-Assessment (MCA), also known as Risk ...Regulations, Management Reporting, Policy and Procedure, Referral and Escalation, Risk Controls and Monitors, Risk … more