- Citigroup (Tampa, FL)
- …organization. The Risk & Control function is responsible for driving the Risk and Control framework and Governance across the various Operations business ... * Work closely with Cash Management Operations teams, as well as Operational Risk Management (ORM), Compliance , Internal Audit, Legal, Operations and other cross… more
- Santander US (Miami, FL)
- …for key risks throughout the assigned business line by, driving business unit compliance with applicable risk frameworks/policies and standards. The Sr. Analyst ... or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues...the organization is administered and controlled; ability to ensure compliance with governance guidelines and policies. Accuracy… more
- Citigroup (Jacksonville, FL)
- …the bank. In line with the Operational Risk Management (ORM) and Independent Compliance Risk Management (ICRM) frameworks, we aim to ensure that the internal ... the US Personal Banking team within TCCORO which provides second line operational and compliance risk oversight of US Personal Banking technology. The role will… more
- Cardinal Health (Tallahassee, FL)
- …+ Establish control self-assessment routines and monitor execution across delivery teams Governance & Reporting + Build risk dashboards and reporting routines ... is a critical part of the GBFS Enablement & Governance function and will work in close coordination with...as a point of contact for external auditors and compliance reviews relevant to GBFS operations Risk … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …decommissioning redundant or siloed systems. + Collaborate with cross-functional stakeholders-including Compliance , Risk , Operations, and Data Governance -to ... enhance detection capabilities, support investigative workflows, and strengthen cross-functional compliance and financial crime risk operations. This role… more
- Citigroup (Tampa, FL)
- Individuals in Operational Risk establish and manage operational risk policies, propose strategies, and governance processes designed to minimize losses from ... identification and comprehensive remediation. **Transformation:** In addition to overseeing the compliance against ORM frameworks, Data Risk Management has the… more
- Santander US (Miami, FL)
- …and remediation. Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to ... MIS and reporting for BCOs, senior management and governance forums, with a focus on material risk...the organization is administered and controlled; ability to ensure compliance with governance guidelines and policies. Accuracy… more
- Citigroup (Tampa, FL)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... of the sub-function/job family **Responsibilities:** + Help contribute to governance and the facilitation of the execution of the...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Wells Fargo (St. Petersburg, FL)
- …business partners, serving as the primary liaison for key initiatives involving Wealth, Compliance , Risk , regional Governance leadership, and other home ... financial services industry experience + Experience in branch office supervision, compliance , broker-dealer governance , sales supervision + Experience supporting… more
- MUFG (Tampa, FL)
- …assurance and consulting activities to evaluate the effectiveness of the Bank's governance , risk management, and internal control processes. This position is ... symptoms of process control breakdowns. + Assess the business' governance , risk management and control environment and...convey significance and impact on risk and/or risk management practices. + Maintain compliance with… more