- MUFG (New York, NY)
- …consulting activities designed to evaluate and assess the effectiveness of the Bank's governance , risk management and control processes. This role includes, but ... symptoms of process control breakdowns. + Assess the business' governance , risk management and control environment and...convey significance and impact on risk and/or risk management practices. + Maintain compliance with… more
- Raymond James Financial, Inc. (New York, NY)
- …and other initiatives. . Plays a central role in shaping the firm's 1LOD/2LOD risk governance model, helping define and clarify roles and responsibilities across ... to provide essential risk context. . Reports risk -related data including risk exposure, compliance...aspects of the Private Client and Asset Management . Risk assessment methodologies . Risk governance… more
- Santander US (New York, NY)
- … policies. **Cross-functional Collaboration** + Coordinate with internal stakeholders across risk , product, technology, operations, and compliance . + Participate ... Sr. Associate, Credit Risk - Implementation, Liberty Street, New York, NY...and platform enhancement discussions. + Assist with audits and governance reviews by preparing documentation and providing data or… more
- Citigroup (New York, NY)
- …all risk -related regulatory requirements, upholding the highest standards of compliance . + Provide independent, objective risk management oversight for ... Individuals in Finance Risk are entrusted with corporate oversight tasks such...uphold financial stability, manage potential risks, and ensure regulatory compliance , which collectively support the company's overall financial health… more
- KeyBank (Buffalo, NY)
- …processes and assist in the review, update, and enhancement of operational and/or compliance risk management policies and procedure standards. + Effectively and ... interact with management, regulatory agency personnel, internal legal counsel, internal risk review personnel as well as operational/ compliance peers. +… more
- Citigroup (Queens, NY)
- …cross functional leaders across Wealth. + Support enhancements to the Material Risk Inventory process for operational, compliance and reputational risks, also ... + Drive robust data driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in investment and insurance… more
- JPMorgan Chase (New York, NY)
- …opportunity to influence and shape our approach to cyber threats and compliance , balancing progressive digital transformation with robust risk management. Your ... or a related field, with a focus on regulatory compliance and risk mitigation + Demonstrated proficiency...risk mitigation + Demonstrated proficiency in data security, risk management and controls, and security governance … more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more
- Equitable (New York, NY)
- …a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes. The Internal Auditor - ... audit activities designed to identify business risks and evaluate the effectiveness of governance , risk management, and control processes. + Monitor the risk… more
- City of New York (New York, NY)
- …internal databases. Cross-Functional Collaboration: - Coordinate with investment, operations, compliance , and external service providers to support governance , ... and the City of New York. The Investment Officer - Performance & Risk Reporting is responsible for the production, validation, and analysis of investment performance… more