- KeyBank (NY)
- …Ohio 44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer ... culture. As a member of the Fair and Responsible Banking ("FARB") team (within Compliance Risk Management ["CRM"], the incumbent will provide second line of… more
- University of Rochester (Rochester, NY)
- …direct access to senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management: + In partnership with ... Risk Assessment + Department, Identify, assess, and prioritize compliance risks across the University's operations, including academic, research, student… more
- Amentum (Albany, NY)
- …supports our ISO 27001 adherence and other cybersecurity related frameworks, in governance , risk , and information assurance. This role supports Amentum's data ... **Amentum seeks an ISO 27001 Compliance Engineer** Amentum is a global leader in...threats, regulatory changes, and industry best practices. + **Audits, Risk Assessments & Adherence Support:** Lead or participate in… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Empire State Development, NYS Title Director of Compliance Occupational Category Other Professional Careers Salary Grade NS Bargaining Unit None ... authority and its numerous affiliated entities, a comprehensive program of compliance with statutes, regulations, caselaw, policies and best practices concerning… more
- Datavant (Albany, NY)
- …Assessments** : Support internal and external audits, surveys or customer questionnaires, conduct compliance risk assessments, and Compliance Risk ... Assessment, Monitoring & Auditing: Support in the compliance risk assessment process. Conduct independent compliance monitoring and auditing to validate the… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives … more
- JPMorgan Chase (New York, NY)
- …Minimum of an undergraduate degree. + Extensive knowledge of governance and risk management frameworks. + Knowledge of compliance , conduct, and operational ... with a diverse array of stakeholders across the company-including Cybersecurity, Technology, Risk Management & Compliance , Legal, Human Resources, and Regulatory… more
- US Bank (New York, NY)
- …individual contributor role residing within the Bank's Second Line of Defense Risk Management and Compliance organization. Specifically, this position supports ... ("MRM") program at the Bank. The overall MRM program is designed to provide governance and control around impactful institutional models per the Bank's Model Risk… more
- Raymond James Financial, Inc. (New York, NY)
- …for businesses associated with a global, diversified Financial Holding Company + Compliance Risk Management concepts **Advanced Skill in:** + Leadership, ... and Records program personnel + Mature and sustain the compliance framework for Books and Records Governance ...risk with business partners to identify and address compliance gaps or risk mitigation steps +… more
- American Express (New York, NY)
- …leader of this Compliance verticals, the successful candidate will lead Compliance Risk Management oversight for all sub-units and portfolios within Tech, ... to confirm appropriate compliance processes and controls are put in place to mitigate compliance risk . + Represent Compliance as a member of the relevant… more