- American Express (New York, NY)
- …leader of this Compliance verticals, the successful candidate will lead Compliance Risk Management oversight for all sub-units and portfolios within Tech, ... to confirm appropriate compliance processes and controls are put in place to mitigate compliance risk . + Represent Compliance as a member of the relevant… more
- New York State Civil Service (Albany, NY)
- …risks; * Conducts risk -based assessments of applicants' and Licensees' governance , compliance , and internal audit controls; BSA/AML program; operational, ... of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational Category Financial, Accounting, Auditing Salary Grade 23… more
- JPMorgan Chase (Brooklyn, NY)
- …and services. + Significant experience in Business Controls, Business Management, Operational Risk , Compliance , Legal, Audit, or similar function. + Experience ... legal obligations, and mapping them to control framework elements to ensure compliance with material laws and regulatory requirements. Join our Markets Office of… more
- Nestle (Bohemia, NY)
- …future of health and nutrition for patients and consumers. **Position Summary:** As an IT Compliance Expert , you play a crucial part in ensuring the compliance ... and supporting processes. Your primary responsibilities will include: + Support IT compliance of GxP systems and supporting processes + Partner with business… more
- CIBC (New York, NY)
- … risk assessments of US regulatory requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management framework; + Assist in ... Data Research, Decision Making, Process Improvements, Quality Assurance (QA), Regulatory Compliance , Risk Assessments, Strategic Objectives At CIBC, we are… more
- Aflac (New York, NY)
- …Perform and document compliance forensic testing. + Interface with other Aflac Compliance functions and Investment Risk as appropriate on matters relating to ... VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC...advisory staff along with internal departments such as Operations, Risk , Legal, Information Technology, Finance, Human Resources, and Data… more
- Bloomberg (New York, NY)
- …Officer - Indices/ Benchmark Administration Location New York Business Area Legal, Compliance , and Risk Ref # 10044966 **Description & Requirements** Bloomberg's ... as well as IOSCO principles; and be able to implement regulatory compliance policies, governance and controls. Strong communication and interpersonal skills… more
- CBRE (Albany, NY)
- …Do:** + Oversee legal matters for CBRE DSF, including advising on corporate governance , compliance , employment, litigation, and risk management matters and ... & Compliance ) to thoroughly identify, assess and thoughtfully mitigate risk exposure. + Develop and implement best practices and process improvements, including… more
- American Express (New York, NY)
- …+ Bachelor's degree or equivalent experience + 2 years of experience in policy, compliance , risk management, or financial services + Strong writing, editing, and ... stakeholder feedback and lead or support calls with partners to promote compliance with policy expectations + Track and document adherence to procedural updates… more
- TD Bank (New York, NY)
- …+ Responsible for drafting and maintaining comprehensive suite of regulatory Compliance policies and procedures + Establish governance and reporting ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...requirements and assisting business units to manage their regulatory risk . **Depth & Scope** + Accountable for a significant… more