- TD Bank (New York, NY)
- …is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance , AML and Audit) to assess risks, develop and ... policies to Electronic and automated (Algo) trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First Line… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... in reshaping compliance structures and processes, driving innovation at every level....exist + Leads/facilitates and/or implements action/remediation plans to address performance/ risk / governance issues + Actively manages relationships within… more
- JPMorgan Chase (New York, NY)
- …and procedures to ensure data completeness, accuracy, and timeliness + Monitor compliance with data governance policies and escalate issues as necessary ... Join the team shaping industry-leading data governance strategies, by leading data quality transformation initiatives!...Banking Supervision (BCBS 239) + Experience of the Operational Risk & Risk and Control Self-Assessment (RCSA)… more
- Cushman & Wakefield (New York, NY)
- …and business units. + Deep knowledge of project portfolio management (PPM), program governance , risk management, and change enablement. + Experience with Agile, ... and brings a deep understanding of PMO & Agile methodologies, governance , and business alignment. **Job Description** **Key Responsibilities:** + **Technology PMO… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more