- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk . + Builds a high-performance ... of day-to-day business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk . + Develop and execute strategic… more
- Raymond James Financial, Inc. (New York, NY)
- …will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the Chief AML Officer, you'll be responsible for ensuring ... adherence to OFAC and international sanctions regulations and driving proactive risk -based initiatives to protect the firm from legal, regulatory, and reputational … more
- Cognizant (Albany, NY)
- …control, and audit logging. + Experience with firewall rule and policy compliance , governance , and enforcement. + Proven track record managing certifications ... Analyst,** you will make an impact by leading the design, implementation, and governance of security controls across our IBMi/Power Systems environment. You will be… more
- Citigroup (Getzville, NY)
- …Quality resolution strategies and practices + Assist in data improvement initiatives in compliance with Citi Data Governance Policy + Assists in the remediation ... activities + Support senior management strategic vision + Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's… more
- JPMorgan Chase (New York, NY)
- …capital raising and ensure investors' requirements are met; + Ensure appropriate risk management, governance , consistency and best practices in contractual ... stakeholders; + Demonstrate commitment to team values, ESG, strategic objectives, effective risk management and broader legal and compliance requirements; +… more
- Wells Fargo (Southampton, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Citigroup (New York, NY)
- …workplace safety, data retention, and privacy + Audit employment policies, practices, and compliance initiatives while identifying areas of risk + A recognized ... primary advisor to senior business stakeholders, functional partners (eg, Risk , Compliance , Finance, CAO, CCO), the Legal...HR + Key stakeholder in senior forums covering strategy, risk management, Employment & HR governance , franchise… more