- TD Bank (Charlotte, NC)
- …the organization. + Works with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of documentation and reports ... FCRM compliance professionals, interacting with key stakeholders + Provides governance oversight through management of the policy and training exemption … more
- Microsoft Corporation (Raleigh, NC)
- …maintaining alignment with internal Responsible AI policies. + **Documentation & Compliance :** Maintain thorough documentation of risk assessments, approvals, ... compliance . + **Stakeholder Engagement:** Collaborate with product teams, legal, compliance , and engineering to ensure risk considerations are addressed… more
- American Express (Charlotte, NC)
- …Legal, and Internal Audit) to ensure an integrated and comprehensive approach to risk governance . + Assist with managing RCSA-related internal communications for ... a risk management framework; Performing evaluations of operational risk governance framework's effectiveness, identifying improvement opportunities and… more
- Wells Fargo (Charlotte, NC)
- …a matrixed environment and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area + ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- PNC (Charlotte, NC)
- …Manages audit engagements for various functions within the model life cycle and model risk governance from the planning phase through audit reporting. * Supports ... etc.) * Performs continuous monitoring and auditing activities over model development, model risk management, and overall governance . * We execute a Risk… more
- City National Bank (Charlotte, NC)
- …of long-term and/or complex technology projects or programs focused on IT risk , compliance , and regulatory initiatives. This role leads cross-functional project ... teams responsible for implementing critical regulatory controls, risk mitigation frameworks, and technology governance protocols. The role is instrumental in… more
- First Horizon Bank (Charlotte, NC)
- …for protecting the organization's talent and reputation by proactively managing HR compliance , risk , fraud, and associate relations. This role advances business ... site in Nashville, TN & Charlotte, NC. The HR Risk & Associate Relations Director is a strategic leadership...hiring, performance management, separation). + Partner with Legal, Audit, Compliance , and business leaders to assess emerging risks and… more
- Wells Fargo (Charlotte, NC)
- …business partners, serving as the primary liaison for key initiatives involving Wealth, Compliance , Risk , regional Governance leadership, and other home ... financial services industry experience + Experience in branch office supervision, compliance , broker-dealer governance , sales supervision + Experience supporting… more
- City National Bank (Raleigh, NC)
- …on the 2LOD Enterprise Risk Management function and includes coverage of critical risk programs such as Risk Governance Framework, Risk Appetite, ... and Management Committee Governance , Culture and Conduct Risk , Strategic Risk and Reputation Risk...years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum… more
- American Express (Charlotte, NC)
- …**Essential Job Functions:** + Support the implementation of the operational resilience risk governance framework, including the development of a specialized ... Risk Management (TRM) team, within the Global Risk and Compliance organization and led by...for supporting and executing on the overall operational resilience risk management and governance framework at the… more