- Lowe's (Mooresville, NC)
- … Compliance is a strategic leader responsible for driving enterprise-wide compliance and governance initiatives across Lowe's US operations, including retail, ... US operations. * Serves as a strategic advisor embedding risk -aware practices into HR and aligning compliance ...governance frameworks for policy oversight, change management, and compliance training. * Leads key HR compliance … more
- Wells Fargo (Charlotte, NC)
- …monitor risk -based compliance programs and controls. + Provide regulatory compliance risk expertise and consulting for high- risk projects and ... initiatives. + Conduct compliance risk assessments and support regulatory exams, audits, and inquiries....risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... transition may vary depending on availability and individual circumstances._ The Senior Compliance Governance & Operations Analyst provides a range of research,… more
- Wells Fargo (Charlotte, NC)
- …experience, training, military experience, education **Desired Qualifications:** + Experience in compliance , regulatory change management, or risk management in ... (eg, SEC, FCA, GDPR, Basel, HIPAA). + Certification in compliance or risk management (eg, CRCM, CAMS,...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Wells Fargo (Charlotte, NC)
- …you will:** + Provide oversight and monitoring of business group risk -based compliance programs + Maintain compliance risk expertise and consulting for ... escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Oversee the Front Line's execution and… more
- American Express (Charlotte, NC)
- …and ongoing monitoring to implement effective processes. + Support an effective Compliance program including Compliance Risk Assessment, Regulatory Change ... appropriate. + Support new initiatives through the New Product Governance process, with a strong analytical focus on controls,...US consumer regulations and trends for potential impact to Compliance risk assessments. + Assist in preparation… more
- PNC (NC)
- …needed to be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements, ... opportunity to contribute to the company's success. As a Compliance Program Advisor, you will be within PNC's Retail...you will be within PNC's Retail Organization supporting the Risk , Change, Experience & Strategy (RCES) First Line of… more
- American Express (Charlotte, NC)
- …and issue management. The successful candidate will proactively manage an effective compliance risk management oversight program for the US Consumer deposits ... features. + Support new initiatives through the New Product Governance process, with a strong analytical focus on controls,...monitoring to implement effective processes. + Support an effective Compliance program including Compliance Risk … more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... with your recruiter who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank… more
- American Express (Apex, NC)
- …an impact in this role?** We are seeking an experienced and strategic Director, Compliance to lead compliance risk identification, management, and mitigation ... controls and mitigation strategies + Support the execution of business-level compliance risk assessments and control self-assessments + Support regulatory… more