- Citigroup (Getzville, NY)
- …process and generating requirements for additional assessment activity. **Key Responsibilities:** + Lead primary oversight of the firm's Data Risk Appetite, ... risk issues and control environment concerns to appropriate governance forums and Risk leadership. + As...risk data, along with an understanding of regulatory, compliance , risk management, and financial management concerns.… more
- Raymond James Financial, Inc. (New York, NY)
- …and other initiatives. . Plays a central role in shaping the firm's 1LOD/2LOD risk governance model, helping define and clarify roles and responsibilities across ... to provide essential risk context. . Reports risk -related data including risk exposure, compliance...aspects of the Private Client and Asset Management . Risk assessment methodologies . Risk governance… more
- JPMorgan Chase (New York, NY)
- …**Job responsibilities** + Lead the development and enhancement of risk oversight and governance structures, ensuring robust control, monitoring, and ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...within the firm to ensure consistency and alignment of risk practices and strategies where appropriate. + Lead… more
- M&T Bank (Buffalo, NY)
- …creating targeted risk assessments, or reporting on findings, or leading risk controls self-assessments. + Lead compliance efforts for respective ... management practices and contribute to organizational resilience. **Primary Responsibilities:** + Lead comprehensive and complex risk assessments, ensuring the… more
- Capital One (New York, NY)
- …also provide Subject Matter Expertise and advisory to other audit teams regarding risk management. **Responsibilities:** + Lead small audits, or own completion ... assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes....You're a teacher. You do the right thing and lead by example. You have a passion for coaching… more
- TD Bank (New York, NY)
- …and control assessments, access controls, regulatory compliance , technology resiliency, risk and control governance and metrics, incident management, secure ... risk concepts + Oversees a team of senior risk managers as they lead second line... indicators and monitor best practices that drive technology risk and regulatory compliance + Designs appropriate… more
- TD Bank (New York, NY)
- …Enabling Functions **Job Description:** **Department Overview:** The Product Owner (II) will lead and manage risk and control control activities, partnering with ... processes are followed + Ensures business operations are in compliance with applicable internal and external requirements (eg financial...of action / remediation plans to address performance / risk / governance issues + Keeps abreast… more
- KeyBank (NY)
- …including independent testing as required. - Manage 2nd LOD requirements related to the Governance , Risk & Compliance application and Risk Assessment ... fast paced team environment - In-depth practical knowledge of internal controls, risk assessments and operational and compliance processes, and applicable… more
- Citizens (New York, NY)
- …growth. You will work with the Senior Director/Director to adhere to internal governance processes for new risk strategies and provide suggestion for remediation ... Knowledge of Risk Management Principles: A solid understanding of various risk types (eg, operational, financial, compliance , reputational) and risk … more
- SMBC (Albany, NY)
- …act openly and cooperatively with key regional and global stakeholders, all levels of governance , and internal auditors and regulators. + Lead and mentor a small ... both SMBC MANUBANK and parent SMBC. The incumbent will lead a small team and will be reporting to...throughout all management routines. + Support MANUBANK's culture of Risk Management and Compliance as well as… more
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