- TD Bank (New York, NY)
- …finance and other functional specialist groups to ensure integrated service delivery, risk mitigation and compliance with applicable internal and external ... lifecycle. The Fixed Income Operations team plays a key role in mitigating risk , improving client service, and delivering seamless trade processing across a diverse… more
- Citigroup (New York, NY)
- …FX). Understanding of MAR (Market Abuse Regulation) related behaviours through trading experience, compliance , risk , or other related business roles will be very ... market behaviours and how to triage alerts. This will lead to infrequent but credible challenge of Supervisors via...5-10 years' experience in credit related middle office, surveillance, risk management and/or regulatory compliance in one… more
- NTT America, Inc. (Albany, NY)
- …in nurturing revenue growth. You will also engage in developing governance and compliance policies to manage risk and ensure financial governance and ... identify and manage risk exposure liability. + Monitors and controls financial governance and compliance throughout an area of specialization in order to… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- HSBC (Buffalo, NY)
- …Aggregation and Reporting) annual compliance self-assessments + Support DAO Data Governance Lead in providing responses to audits, regulatory exams, and ... (DAO). This role will work to support the US Risk Data Aggregation and Reporting Compliance Program...with emerging trends and issues + Knowledge of data governance practices, business, and technology issues related to data… more
- Citigroup (New York, NY)
- …within Agile delivery teams, working closely with technology, operations, trading desks, risk , compliance , and legal. + Translate complex business needs into ... with market trends, client needs, and regulatory developments. + Lead initiatives focused on Target Operating Model (TOM) design..., Control & Regulatory Oversight:** + Partner with internal risk and compliance teams to ensure the… more
- Capital One (New York, NY)
- …elements to providing assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes. + You possess a ... including critical technology functions, cloud-based infrastructure, emerging technology, cybersecurity, risk management, application, and third-party management, as well as… more
- TD Bank (New York, NY)
- …with risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of ... Leads / facilitates and/or implements action/remediation plans to address performance/ risk / governance issues **Employee/Team Accountabilities:** + Provides thought… more
- Molina Healthcare (Yonkers, NY)
- …Zones (IZs)** that enforce workload segregation and tailored security controls based on risk , sensitivity, and compliance posture. + Evolve the **shared services ... and capable future state. As the **AVP Information Services** , you will lead the strategy, architecture, and execution of our **next-generation cloud platform** ,… more
- Citigroup (New York, NY)
- …leverage Citi's franchise and source relevant buying and selling opportunities for clients + Lead strong governance and controls + Work in close partnership with ... control functions such as Legal, Compliance , Market and Credit Risk , Audit, Finance...Risk , Audit, Finance in order to ensure appropriate governance and control infrastructure + Build a culture of… more