- Raymond James Financial, Inc. (New York, NY)
- …extensive knowledge and skills obtained through education and experience, to lead AML- and Financial Crimes Management (FCM), Sanctions-related projects, programs, ... of sanctions trends, emerging issues and necessary enhancements to the Sanctions Compliance Program. + Identifies and escalates material risks and instances of… more
- JPMorgan Chase (New York, NY)
- …to be best-in-class. As a Quant Model Risk Vice President in the Model Risk Governance and Review team, you will be responsible for assessing and mitigating ... Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you play...governance requirements. + Liaise effectively with model developers, Risk , and Valuation Control Groups. Offer guidance and support… more
- Bloomberg (New York, NY)
- Vendor Risk Management - Data & Analytics & Reporting Lead - Chief Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # ... providers. What's the Role? We are seeking a Vendor Risk Analytics & Reporting Lead to design...compliance . Collaboration & Enablement * Work with Vendor Risk Managers to understand and take ownership of our… more
- JPMorgan Chase (Brooklyn, NY)
- …the firm's tech risk strategy and enhance industry compliance . As a Tech Risk & Controls Lead in Policy and Control Operations, you will partner with one ... procedures. Responsibilities include review and validating documented controls to reduce operational risk while ensuring compliance to the Firm's CORE risk… more
- M&T Bank (Buffalo, NY)
- …FX and non-derivative transactions + Provide CCR slides for senior management discussion and risk governance committees + Perform wrong way risk analysis for ... Develop expertise around various Bank regulatory requirements. Regularly present portfolio risk summaries and dashboards to management and governance committees.… more
- Bank of America (New York, NY)
- Director; EAC Compliance & Operational Risk Manager New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Director--EAC- Compliance Operational- Risk -Manager\_25046582) **Job Description:** At Bank of… more
- TD Bank (New York, NY)
- …are not considered models. The role will support the governance of Non-Model/EUC risk to the bank by executing compliance and control testing to validate ... products, processes or services + Acts as a technical expert/ lead integrating cross-function understanding within their own field of... management/ governance experience + Knowledge of Non-Model/EUC governance , risk , and compliance +… more
- SMBC (New York, NY)
- …Director - Risk Data Management.** **Role Objectives** + Execute data governance , improve operational data quality, lead data related projects, and implement ... resolve these issues, improving overall data quality within the risk function. Lead initiatives to resolve data...partners to implement the technology necessary to support the risk data governance program, including the adoption… more
- Citigroup (New York, NY)
- …+ Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including preparation of responses ... 15c3-5 Market Access Rule + Participate as the regional lead for NAM to ensure robust governance ...manage key relationships with the NAM E-Trading Businesses, Technology, Risk and Compliance functions. + Has the… more
- American Express (New York, NY)
- …They will serve as a key liaison across internal stakeholders to ensure risk mitigation, compliance assurance, and audit readiness for Strategic Alliances. **Key ... and enhance the playbook for third parties to undergo risk assessments by AXP + Lead cross-functional...migration, PRSA refresh cycles, and Business Impact Analyses + Lead OpsRisk work streams for SMA, ensuring compliance… more