- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Truist (Charlotte, NC)
- …Risk Oversight:** + Establish and enforce DCIO-wide change policies, standards, and controls. Lead risk assessments and compliance reviews for high-impact ... Technology Stakeholders to define and execute standardized change and release governance frameworks for Enterprise Payments and Wholesale Technology. This role… more
- SMBC (Charlotte, NC)
- …Back Office applications supporting Fixed Income trading. + Partner with Technology, Operations, Risk , and Compliance to align QA with business priorities and ... Description** We are seeking a highly experienced Director of Quality Engineering to lead our Fixed Income Back Office testing function. This role is responsible for… more
- US Bank (Charlotte, NC)
- …implementation, and maintenance of an effective risk management framework. Lead projects and/or activities that ensure compliance with applicable federal, ... **Job Description** Partners with leaders in their assigned Line of Business, Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** Senior Platform Engineer - Governance , Automation, and Enablement We are seeking a highly skilled and ... reusable automation patterns that enable developer self-service while ensuring compliance with enterprise requirements. * Collaborate with architects and security… more
- TD Bank (Charlotte, NC)
- …a variety of HR/employment matters. **Depth & Scope:** + Executes on the employment risk strategy set by Employee Relations to ensure ongoing compliance with ... terminations, compensation, workforce transitions, absenteeism/accommodation investigations and other employee risk mitigation activities + Manages teams of: Advice leaders… more
- TD Bank (Charlotte, NC)
- …with risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of ... Leads / facilitates and/or implements action/remediation plans to address performance/ risk / governance issues **Employee/Team Accountabilities:** + Provides thought… more