• Senior Lead Compliance Officer…

    Wells Fargo (Charlotte, NC)
    **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... compliance programs and controls. + Provide regulatory compliance risk expertise and consulting for high-...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
    Wells Fargo (10/03/25)
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  • Senior Lead Compliance Officer…

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer within (CIB)Corporate Investment Banking Markets Compliance Groups. **In this ... identify opportunities to simplify and drive consistency of solutions to strengthen compliance risk management. + Support effective coordination of compliance… more
    Wells Fargo (10/01/25)
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  • Lead Compliance Officer - Trade…

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... and present Oversight program materials to senior management. + Provide regulatory compliance risk expertise and consulting for projects and initiatives with… more
    Wells Fargo (09/25/25)
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  • Sr. Risk Analyst

    SHI (Raleigh, NC)
    …systems. + Lead training, communication, and awareness initiatives to build risk management capability across the firm. + Create, update, and maintain risk ... need to thrive - in our offices or yours.** **Job Summary** A Senior Risk Analyst (SRA) analyzes data and documentation to assess risks, reviews current processes… more
    SHI (09/03/25)
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  • Digital Risk and Controls Advisor

    First Horizon Bank (Charlotte, NC)
    …exams and other inquiries from internal audit and regulators relative to risk management. **Job Responsibilities:** * Lead the implementation and execution ... policies in coordination with the second line of defense risk management organization including new product governance ,...(KRIs), issue management, operational loss management, and third party risk management. * Lead business unit level… more
    First Horizon Bank (09/18/25)
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  • Commercial Credit Risk Executive

    Huntington National Bank (Charlotte, NC)
    …owners, risk pillar owners, 2nd line of defense partners, Legal, Compliance , Audit, Credit Review, Technology, Segment Risk peers, subject matter experts, ... Compliance and Regulatory reviews/examinations + Develops and delivers risk information in presentations tailored to audiences including executive leadership,… more
    Huntington National Bank (10/04/25)
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  • Technology and Data Risk Liaison - On-Site…

    Regions Bank (Charlotte, NC)
    …+ Familiarity with Agile and Waterfall project management practices and tools + Governance , Risk , and Compliance (GRC) experience (RSA Archer platform) ... gaps, financial return, and/or positive customer impact + Continuously monitors control compliance and prevalent risk environment to ensure that exposures are… more
    Regions Bank (08/13/25)
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  • Business Mgmt Specialist - Risk Profiles

    TD Bank (Charlotte, NC)
    …with risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of ... Leads / facilitates and/or implements action/remediation plans to address performance/ risk / governance issues **Employee/Team Accountabilities:** + Provides thought… more
    TD Bank (10/04/25)
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  • Enterprise Resilience Risk Leader

    Truist (Charlotte, NC)
    …program will provide for the identification, monitoring, assessing, managing, reporting and governance of operational risk associated with the firm's ability to ... risk managers promoting a 2nd line of defense risk program built with governance rigor. 3....purpose, mission, and values by fostering discipline focused on risk and compliance awareness, ethical business practices,… more
    Truist (10/01/25)
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  • Product Owner II - Risk & Controls

    TD Bank (Charlotte, NC)
    …Enabling Functions **Job Description:** **Department Overview:** The Product Owner (II) will lead and manage risk and control control activities, partnering with ... processes are followed + Ensures business operations are in compliance with applicable internal and external requirements (eg financial...of action / remediation plans to address performance / risk / governance issues + Keeps abreast… more
    TD Bank (10/08/25)
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