• Chief Compliance Executive

    University of Rochester (Rochester, NY)
    …team, responsible for overseeing and leading all aspects of the University's compliance program for academic and central administrative functions. The CCE ... and senior leadership across various university departments. **Essential Functions:** Compliance Program Leadership: + Oversee the development, implementation,… more
    University of Rochester (11/06/25)
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  • Home Mortgage Disclosure Act (HMDA) Data Integrity…

    TD Bank (New York, NY)
    …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program -… more
    TD Bank (12/23/25)
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  • Sr. Technical Program Manager, AWS…

    Amazon (New York, NY)
    Description As a Sr. Technical Program Manager in AWS Compliance & Security Assurance, you'll lead strategic efforts in building innovative solutions for ... build solutions that are appropriate to meet security, data governance , and responsible AI expectations at scale. You will...Basic Qualifications - 5+ years of technical product or program management experience - 7+ years of working directly… more
    Amazon (10/25/25)
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  • Senior Manager, Compliance Advisor - Retail…

    Capital One (New York, NY)
    … data, interpreting it to ensure consistency and adequate Compliance Risk Management + Participate in governance activities, including: Compliance ... of business in the development and maintenance of the Compliance Program , such as how to monitor,...party compliance + Maintain expert understanding of Compliance Risk Management Framework and applicable laws… more
    Capital One (12/04/25)
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  • Audit Manager I - Consumer Compliance (US)

    TD Bank (New York, NY)
    …with applicable policies and regulatory guidelines for TD Bank's Governance , Risk & Oversight Functions. The US Consumer Compliance team is primarily ... industry audit experience with focus on Governance , Risk & Oversight of US Consumer Compliance ...application process, please email TD Bank US Workplace Accommodations Program at ###@td.com . Include your full name, best… more
    TD Bank (12/23/25)
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  • US Equities Compliance , SVP

    HSBC (New York, NY)
    US Equities Compliance , SVP Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work style: Hybrid Worker Date: 14 Dec 2025 ... will be responsible for supporting Second Line of Defense Risk Stewardship, including advising on compliance matters,...and the overall success of HSBC. + Responsible for compliance reports, governance submissions, compliance more
    HSBC (12/14/25)
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  • Chief Compliance Officer, Retirement…

    HUB International (New York, NY)
    compliance and operational SEC efficiencies to enhance the day-to-day SEC compliance program . **Responsibilities:** Compliance + Aid in the ... highly visible, senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer, working closely with RPW senior… more
    HUB International (11/20/25)
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  • Director of Engineering - Security…

    Pearson (Albany, NY)
    …architecture, DevSecOps automation, and developer enablement. The role leads the PSG-SC program to reduce risk , harden platforms, and streamline audits through ... threat modeling) tied to real code and pipelines. **SDLC Governance & Compliance ** + Lead SOC 2...compliance asks with product/engineering roadmaps; triage by business risk and customer impact. ** Risk Management &… more
    Pearson (12/23/25)
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  • Virtual Currency Senior Analyst (Financial…

    New York State Civil Service (Albany, NY)
    …emerging risks; * Conducts risk -based assessments of applicants' and Licensees' governance , compliance , and internal audit controls; BSA/AML program ; ... regulatory and legal risks and controls; risk management program ; financial condition; etc; and presenting written recommendations for supervisory actions;*… more
    New York State Civil Service (12/02/25)
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  • Director of IT Compliance and Digital…

    Empire State University (NY)
    …designing, implementing, and continuously improving the university's IT compliance program , including oversight of regulatory adherence, risk management, and ... repeatable processes across IT operations. + Oversee frameworks, metrics, and governance structures supporting IT compliance , process standardization, and… more
    Empire State University (12/09/25)
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