- MTA (New York, NY)
- …MTA Agencies to develop effective and on-going "common messaging" for the employee ethics/ compliance program . + Review and analyze complex inquiries submitted to ... Compliance Director as part of the Internal Control Program , thereby allowing the Director to focus more on...locations to gather information. + Detailed knowledge of Corporate Compliance programs, corporate governance practices, and ethics… more
- MTA (Jamaica, NY)
- …MTA Agencies to develop effective and on-going "common messaging" for the employee ethics/ compliance program . + Review and analyze complex inquiries submitted to ... by the Agency Chief Compliance Officer and Compliance Director as part of Internal Control Program...locations to gather information. + Detailed knowledge of Corporate Compliance programs, corporate governance practices and ethics… more
- Wells Fargo (New York, NY)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. All qualified applicants will receive ... risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well...the business unit's risk appetite and all risk and compliance program requirements.… more
- Wells Fargo (New York, NY)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. All qualified applicants will receive ... risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well...the business unit's risk appetite and all risk and compliance program requirements.… more
- TD Bank (New York, NY)
- … compliance technology. + Drive data strategy initiatives, ensuring data quality, governance , and compliance . + Champion the adoption of agile methodologies ... and innovative Director of Technology Solutions to lead our Compliance technology transformation across multiple workstreams, including Communication Surveillance,… more
- Wells Fargo (New York, NY)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. All qualified applicants will receive ... risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well...the business unit's risk appetite and all risk and compliance program requirements.… more
- Wells Fargo (New York, NY)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. All qualified applicants will receive ... risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well...the business unit's risk appetite and all risk and compliance program requirements.… more
- Scotiabank (New York, NY)
- …with minimal direction. Exhibiting leadership skills while providing support for the compliance program for the sales and trading businesses. + Developing ... on the content of policies and ensure approval by governance forums. + Create and provide online and in-person...compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective… more
- Coinbase (Albany, NY)
- …collaboration, connection, and alignment. Attendance is expected and fully supported. The Compliance Product, Analytics, and Model Governance (PAM) Team at ... Compliance models-including Transaction Monitoring, Sanctions Screening, and Customer Risk Score (CRS)-leveraging cutting-edge AI and machine learning to detect… more
- Citigroup (New York, NY)
- …implementation and adoption of the Citi Data Governance Policy (CDGP) for the Risk Division globally + Assess and track compliance of Risk function ... Enterprise Data. The position will be part of the Risk Data Governance function within the Enterprise...Governance lead in the development, adoption, monitoring of compliance through outcome-based metrics anchored off data policy, standards… more