- TD Bank (Charlotte, NC)
- …business on governance and control issues + Manages oversight process, risk -based identification and monitoring of related risks and regulatory compliance ... the facilitation and/or implementation of action/remediation plans to address performance/ risk / governance issues **Employee/Team Accountabilities:** + Responsible for… more
- Wells Fargo (Greenville, NC)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings ... change + Ability to manage multiple and competing priorities + Experience in compliance or broker-dealer governance **Job Expectations:** + Ability to travel up… more
- Coinbase (Raleigh, NC)
- …of Internal Audit is to objectively evaluate and audit the effectiveness of governance , compliance , risk management, and control process. The in-house ... be doing (ie. job duties):* * *SOX & SOC Program Leadership (Third Line of Defense):* As a key...Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors.… more
- Wells Fargo (Charlotte, NC)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To ... acts as an independent assurance function that evaluates the effectiveness of risk management, control, and governance processes. The internship experience… more
- Wells Fargo (Charlotte, NC)
- …and experience with learning technology + Knowledge and understanding of Information Technology governance risk and compliance processes such as policies, ... risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well...the business unit's risk appetite and all risk and compliance program requirements.… more
- Wells Fargo (Charlotte, NC)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To ... knowledge across multiple cybersecurity domains, including but not limited to governance , risk , and compliance (GRC), enterprise security architecture, cloud… more
- Wells Fargo (Charlotte, NC)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To ... impacting one or more lines of business + Understand compliance and risk management requirements for supported...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Wells Fargo (Charlotte, NC)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings ... teams of managers and professional individual contributors with a focus on executing risk -based fraud and claims program . + Identify, formulate, and implement … more
- Bank of America (Charlotte, NC)
- …compliance and audit readiness. **Responsibilities:** + Assists with defining program controls, processes, procedures, reporting cadence, decision governance ... Broker-Dealer Customer Protection Program Lead Charlotte, North Carolina **To proceed with...logic, processes, and controls against regulatory guidelines to assess compliance . + Strong interpersonal and networking skills; knows how… more