- Truist (Charlotte, NC)
- …5. Review and challenge outcomes of first line-of-defense (ie, LOD1) risk program execution. 6. Monitor legal, regulatory, compliance and audit matters for ... associated reporting and analytics tools (eg Tableau). 4. Familiarity with enterprise Governance Risk and Compliance (eGRC) platforms and tools (eg, RSA… more
- Wells Fargo (Charlotte, NC)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To ... credit policies, while: * Supporting line of business credit risk governance * Complying with the Policy...surveillance programs, such as the Credit Policy Exception (CPE) Program + Write, and seek approval of, Compliance… more
- City National Bank (Charlotte, NC)
- …processes and methodologies * Experience using third party risk management / Governance , Risk and Compliance (GRC) systems * Experience assessing ... a lead role to define, implement, and maintain a risk framework, operating model, policies, procedures, governance ...and procedures. Direct assessments on key controls and overall compliance with the TPRM program , including the… more
- Truist (Charlotte, NC)
- …in working with third parties (On or Offshore, Vendors, etc.) 4. Familiar with Governance Risk and Compliance platforms, eg, Archer **General Description of ... and drives the successful implementation of the Enterprise Data Risk Oversight (EDRO) Program in teh second...Divisional Data Risk Officer or Enterprise Data Risk Governance Director depending on the areas… more
- Bank of America (Charlotte, NC)
- …Executive (DMSE) and will help manage GRM's overall data governance program , including the GRM data management procedures, compliance with policies and ... Documentation **Line of business job description:** The GRM Data Governance Function reports to the GRM Data Strategy &...data and technology. + Understanding of the data regulations, compliance and risk environment in financial services.… more
- USAA (Charlotte, NC)
- … risk assessments, recommending risk treatment options and/or developing program governance (eg policies and standards). + Proficient level of business ... and periodic exams from internal control partners (eg legal, compliance , audit, risk ). + Guides and assists...and procedures at a financial services company. This includes Program cyber risk assessments, RCSAs, application … more
- PNC (Charlotte, NC)
- …Manages audit engagements for various functions within the model life cycle and model risk governance from the planning phase through audit reporting. * Supports ... the continual refinement and execution of a comprehensive audit program over all aspects of model risk ...continuous monitoring and auditing activities over model development, model risk management, and overall governance . * We… more
- Wells Fargo (Charlotte, NC)
- … decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- American Express (Charlotte, NC)
- …SR 2020-24/OCC 2020-94, OCC Heightened Standards, FFIEC IT booklets, DORA) + Experience with Governance , Risk and Compliance tools (eg Archer) + Having ... Risk Management (TRM) team, within the Global Risk and Compliance organization and led by...professionals who are responsible for building the operational resilience risk oversight program to provide credible challenge… more
- Truist (Charlotte, NC)
- …governance mechanisms within the BU. 11. Execute, facilitate and monitor risk governance mechanisms, including but not limited to, Compliance Risk and ... risks and controls as well as its execution of risk program requirements. Execute, facilitate and/or monitor...BU and ensure appropriate remediation. 13. In conjunction with Compliance Risk Management and Legal, monitor BU… more