- Wells Fargo (Charlotte, NC)
- … compliance and legal requirements. The Senior Supervisory Control Specialist understands the complexity, partnership needs and customer service requirements that ... well as serve as a primary business contact on key initiatives with Wealth, Compliance , Risk , regional management, and other home office departments + Manage… more
- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** Governance & Control **Job Description:** The Governance & Control Specialist -US Treasury 1B Testing manages a portfolio of ... governance and control activities for moderately complex or high- risk business or functional area and implements policies/processes and/or initiatives to meet … more
- Coinbase (Charlotte, NC)
- …necessary to drive impact and innovation. We are looking for a* Token & Governance Research Specialist * to join the Base Business Operations & Strategy team. ... community forums) to help contributors and app users understand and participate in Base governance . * *Collaborate with Legal + Risk Teams* - Work with internal… more
- TD Bank (Charlotte, NC)
- …are not considered models. The role will support the governance of Non-Model/EUC risk to the bank by executing compliance and control testing to validate ... Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse... management/ governance experience + Knowledge of Non-Model/EUC governance , risk , and compliance +… more
- The Hartford (Charlotte, NC)
- …Thursday). Responsibilities: + Understand and apply the enterprise policies, standards and framework for governance , risk & compliance + Execute based on the ... our team as we help shape the future. Technology Risk Senior Specialist We are looking for...the First Line of Defense, dedicated to ensuring sound governance , oversight and execution of IT risk … more
- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist provides a comprehensive and diverse range of risk ... certificate and/or + 10+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating frameworks &… more
- Wells Fargo (Charlotte, NC)
- …This team acts as a subject matter expert to model owners for ensuring market risk policy compliance and advises model and model users on industry best ... + Proven track record in model design, implementation, and compliance . + Experience leading model risk assessments...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Truist (Charlotte, NC)
- …in working with third parties (On or Offshore, Vendors, etc.). 3. Familiar with Governance Risk and Compliance platforms, eg, Archer. **General Description ... management and/or regulatory agencies. 3. Three plus years of data management, governance , analytics, testing and/or risk management experience. 4. Strong… more
- Truist (Winston Salem, NC)
- …business impact of specific identified issues, as well as assist the Data Risk Director with compiling the results of assigned enterprise data entity reviews. ... to time. 1. Assist with the establishment of data risk policies, standards, guidelines and best practices for the...and publish data quality errors. 10. Communicate data quality non- compliance to data stewards and business users. 11. Update… more