- Capital One (Charlotte, NC)
- …elements to providing assurance on the effectiveness and efficiency of Capital One's governance , risk management, and internal control processes. + You possess a ... or military experience + At least 3 years of experience in auditing, compliance , risk management, accounting, or a combination. Preferred Qualifications: + At… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Experience section below as you consider this opportunity. **Job Summary:** The Compliance Governance & Operations Manager leads the development and… more
- Wells Fargo (Charlotte, NC)
- … to lead US Trade Operations Customer Delivery & Implementation, Transaction Risk and Compliance Management, Product support and digitization efforts, & ... help educate clients on right products, services with prudent risk and compliance policies + Provide recommendations...and support to internal teams on trade operations and compliance + Certified Anti Money Laundering Specialist … more
- Bank of America (Charlotte, NC)
- …Regulatory Knowledge + High Risk Activities & Typologies + Financial Crimes Compliance Risk Principles **Required Qualifications:** + Minimum of 7 years of ... responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices forCrypto Currency, Digital… more
- Bank of America (Charlotte, NC)
- …responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include ... the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance , policy, operational/fraud risk management requirements.The Global Financial Crime… more
- TD Bank (Charlotte, NC)
- …in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and governs the ... requirements for own work + Collaborates with Finance, Risk Management, Business Partners, and Regulatory Teams to support capital planning and reporting activities… more
- Bank of America (Charlotte, NC)
- … Identification & Assessment + Line of Business (LoB) Products, Services & Acumen + Risk Governance & Reporting + Financial Crimes Risk Programs + Enhanced ... + Trading & Transaction Patterns (inc. Transaction Monitoring) + Financial Crimes Compliance Risk Principles **Desired Qualifications:** + Bachelor's Degree in… more
- Bank of America (Charlotte, NC)
- …responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include ... Front Line Units (FLUs) and Control Functions (CFs) to complete compliance , policy, operational/fraud risk management requirements. **Responsibilities:** +… more
- Deloitte (Charlotte, NC)
- …security technical training to Advisory personnel as needed. + Acting as a subject matter specialist on cloud cyber risk for the cloud platforms. + Contribute to ... + Lead/provide technical guidance and solutioning for the delivery of Cloud Cyber Risk projects in a project manager and or architect role, overseeing the activities… more
- Xylem (Charlotte, NC)
- …Qualifications:** + US Customs Brokerage License highly desirable + CTCS (Certified Trade Compliance Specialist ) The estimated salary range for this position is ... join a talented group of trade professionals in managing and developing program strategy, governance , and risk management to ensure alignment with US Customs and… more