- SMBC (New York, NY)
- …environment. The ideal candidate will bring strong experience in transaction banking, risk governance , and regulatory compliance , with a collaborative ... to the enhancement of governance structures and risk oversight processes. + Ensure compliance with...of experience in financial services, with a focus on risk management , compliance , or transaction… more
- American Express (New York, NY)
- … data governance . **Minimum Qualifications** + 2 years in a financial risk management function (eg, audit, compliance , operations, credit, etc.). + ... you make an impact in this role?** The Operational Risk Management (ORM) team facilitates and monitors...governance for identifying, escalating, remediating, and reporting operational risk issues and events. Our team is a second… more
- American Express (New York, NY)
- …on #TeamAmex. Enterprise Data Risk Management ("EDRM"), within the Global Risk & Compliance Organization, is the independent risk management ... 2-3 years of experience in regulatory reporting team, audit, compliance or risk management within...Requesting strong knowledge of data governance , data compliance , and data-related issue management in large… more
- JPMorgan Chase (New York, NY)
- …Functions for climate, nature and social risk topics. **Job Description** As part of Risk Management and Compliance , you are at the center of keeping ... customers and communities. The Climate, Nature and Social (CNS) Risk Management team serves to protect JPMC...to protect JPMC via a firmwide framework that informs risk appetite and defines governance processes. This… more
- New York State Civil Service (Latham, NY)
- …direction of manager within the Chief Information Security Office/ Governance , Risk , and Compliance /Vulnerability Management section, the Information ... Technology Specialist 3 (Information Security), SG-23 will be a Vulnerability Management Analyst that supervises a team that provides vulnerability scanning services… more
- Scotiabank (New York, NY)
- …responsibilities under the + Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the ... Senior Manager, Business Risk Management US GTB **Requisition ID:**...of the business; + Support Internal Controls in completing compliance risk assessments (eg, RCSA, CRCA, … more
- Guidehouse (New York, NY)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:** ... Guidehouse has an aggressive growth strategy for its Financial Crimes, Risk and Compliance (FCRC) practice, and now seeks to expand its leadership team by… more
- Raymond James Financial, Inc. (New York, NY)
- …and regulations in all aspects of the Private Client and Asset Management . Risk assessment methodologies . Risk governance structure and design . ... Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit,...Plays a central role in shaping the firm's 1LOD/2LOD risk governance model, helping define and clarify… more
- Wells Fargo (New York, NY)
- …in this role. **Required Qualifications:** + 5+ years of risk management , business controls, quality assurance, business operations, compliance , or process ... role:** Wells Fargo is seeking a Securities Based Lending Risk Management Lead Working at Wells Fargo... Platform (SHRP) + Knowledge and understanding of Regulatory Risk and Compliance policies and programs **Job… more
- Sumitomo Pharma (Albany, NY)
- …event coding, concomitant medication coding, and causality statements. + Contributes to Risk Management Plans (RMPs)/ Risk Evaluation and Mitigation Strategy ... in oncology is highly desired + **Advanced understanding of pharmacovigilance and risk management regulations and guidelines, including pre- and post-marketing… more