- M&T Bank (Buffalo, NY)
- …assessment on a recurring and ad-hoc basis in support of achieving the Bank's risk management objectives and regulatory compliance . + Develop and maintain ... risk identification, risk policies and governance and regulatory compliance . + Maintain and...compliance with critical regulatory requirements and achieve organization-wide risk management objectives. Interact on a broad… more
- M&T Bank (Buffalo, NY)
- …+ Collaborate with Model Risk Management to ensure compliance with model governance requirements, including documentation updates, performance monitoring ... present portfolio risk summaries and dashboards to management and governance committees. + Lead special.... + Leadership/mentor junior staff. + Adhere to applicable compliance /operational risk controls in accordance with Company… more
- Truist (New York, NY)
- …focusing with the business on existing and emerging risks. Responsible for supporting strong risk management practices in alignment with the firm's risk ... may change from time to time. 1. Engage in risk management activities with the line of...associated with business processes and decisions. Provide oversight and governance to the assigned business unit regarding its control… more
- Capital One (New York, NY)
- …design, implementation, execution, and oversight of various components within Legal's risk management programs. This includes adapting to evolving requirements, ... ensuring quality assurance, and providing comprehensive reporting to facilitate risk governance and decision-making. Your efforts will ensure the department is… more
- Raymond James Financial, Inc. (New York, NY)
- …and regulations in all aspects of the Private Client and Asset Management . Risk assessment methodologies . Risk governance structure and design . ... Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit,...Plays a central role in shaping the firm's 1LOD/2LOD risk governance model, helping define and clarify… more
- Bloomberg (New York, NY)
- …Global Head of RATO **You'll Need To Have** + 10+ years of experience in Compliance , Audit, and/or Risk Management within regulated financial institutions or ... Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047142 **Description...manner that builds on the work done by current Risk Management subject matter experts in each… more
- Robert Half Management Resources (New York, NY)
- …identification, assessment, and reporting of risks. Requirements * Extensive experience in operational risk management and regulatory compliance at a major ... basis. This role is ideal for a strategic thinker with expertise in operational risk management and a proven ability to address regulatory challenges. You will… more
- SMBC (New York, NY)
- …data, sustainability data, and portfolio data in compliance with data governance processes * Assist the physical climate risk integration methodology ... * Partner with cross-functional teams to discover new directions to enhance credit risk management , conduct research to create tailored and pragmatic analytical… more
- Motion Recruitment Partners (Getzville, NY)
- …Experience** * Bachelor's/University degree. * 5-8 years of experience in Operational Risk Management , Compliance , Audit, or other control-related functions ... movements. * Support Markets Operations teams with Audit reviews and questions relating to risk metrics management , governance and oversight. * Deliver on… more
- TD Bank (New York, NY)
- …remediation related to Trade Surveillance programs. + Familiarity with regulations and compliance strategies and risk management ; possesses and demonstrates ... are appropriately managed, addressed, tracked and reported on in governance . + Surveillance Portfolio Management : Work with...Risk , ensure that the Bank operates within the compliance risk appetite and that operational … more