- TD Bank (New York, NY)
- …across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic guidance ... second-line compliance surveillance function. Safeguarding the reputation of Compliance 's good governance depends on us. **Key Responsibilities:** The… more
- Citizens (New York, NY)
- Description Are you passionate about data privacy and ready to grow your career in risk management ? Join us as a Privacy Risk Professional and play a pivotal ... role in strengthening our enterprise privacy and compliance efforts. You'll help drive Citizens' customer-first, innovation-driven growth by identifying, assessing,… more
- TD Bank (New York, NY)
- …directly in Compliance Control Room. + Familiarity with regulations and compliance strategies and risk management ; possesses and demonstrates expertise ... an experienced and strategic Vice President to join our Compliance Control Room, focusing on portfolio management ...and across the firm. With the business and other Risk partners, promote a strong governance &… more
- S&P Global (New York, NY)
- …of relevant experience in financial services. + Knowledge of risk management and framework development to conduct compliance monitoring reviews. + Knowledge ... within S&P Global Ratings. They are members of the Risk & Compliance Department, which serves as...monitoring reviews. + Assesses the adequacy and effectiveness of governance of AI tools from development to operation and… more
- Scotiabank (New York, NY)
- …to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the ... lifecycle and ensure adherence to risk & compliance guidelines + Project Management and Stakeholder...risk assessments in line with regional and cross-jurisdictional governance + Identify, monitor and mitigate product risks and… more
- ManpowerGroup (New York, NY)
- …field (Master's or JD preferred). + 7+ years of experience in compliance , risk management , or governance , preferably in a nonprofit or mission-driven ... working in a fractional, consulting, or advisory capacity. + Familiarity with nonprofit governance and board compliance . + Knowledge of IT security and data… more
- Capital One (New York, NY)
- …core elements to providing assurance on the effectiveness and efficiency of Capital One's governance , risk management , and internal control processes. + You ... to medium size BSA / AML, Sanctions, and Fraud Compliance audits. Perform risk assessments of business...communicating issues, risks and recommendations to all levels of management . + Operate independently and ensure work is completed… more
- Scotiabank (New York, NY)
- …to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the ... lifecycle and ensure adherence to risk & compliance guidelines + **Project Management and Stakeholder...risk assessments in line with regional and cross-jurisdictional governance + Evaluate, monitor, and mitigate product risks and… more
- Oracle (Albany, NY)
- …years experience leading or managing teams + Strong knowledge of US Government Risk Management Frameworks and authorization processes, such as FedRAMP, DoD Cloud ... security controls + Strong knowledge of security standards and risk management + Excellent written and verbal...CISA, CISM, CISSP, CIPP desired + Experience working in governance and compliance for a large corporation… more
- Capital One (New York, NY)
- …core elements to providing assurance on the effectiveness and efficiency of Capital One's governance , risk management , and internal control processes. + You ... military experience + At least 3 years of experience in auditing, compliance , risk management , accounting, or a combination. Preferred Qualifications: + At… more