- American Express (New York, NY)
- …the leader of this Compliance verticals, the successful candidate will lead Compliance Risk Management oversight for all sub-units and portfolios within ... identifying and reacting to critical issues in a timely manner + Strong compliance and risk management experience, particularly within shared service… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Empire State Development, NYS Title Director of Compliance Occupational Category Other Professional Careers Salary Grade NS Bargaining Unit None ... authority and its numerous affiliated entities, a comprehensive program of compliance with statutes, regulations, caselaw, policies and best practices concerning… more
- New York State Civil Service (Albany, NY)
- …risks; * Conducts risk -based assessments of applicants' and Licensees' governance , compliance , and internal audit controls; BSA/AML program; operational, ... regulatory and legal risks and controls; risk management program; financial condition; etc; and...of the following:* Evaluating the adequacy of board and management oversight of financial institutions' compliance programs.*… more
- Aflac (New York, NY)
- …Perform and document compliance forensic testing. + Interface with other Aflac Compliance functions and Investment Risk as appropriate on matters relating to ... Education/Experience: + Minimum 10 years of experience in Insurance Industry or Asset Management Investments Compliance (Fixed Income a plus) + MBA, … more
- Raymond James Financial, Inc. (New York, NY)
- …regulators for businesses associated with a global, diversified Financial Holding Company + Compliance Risk Management concepts **Advanced Skill in:** + ... and Records program personnel + Mature and sustain the compliance framework for Books and Records Governance ...risk with business partners to identify and address compliance gaps or risk mitigation steps +… more
- Nestle (Bohemia, NY)
- …of challenging issues when appropriate. + Support Clinical Operations, Biometrics and data management systems to ensure IT GxP compliance GxP System Operations: ... processes supporting drug safety, pharmacovigilance, manufacturing, engineering automation, regulatory compliance , quality management and compliance , medical… more
- JPMorgan Chase (Brooklyn, NY)
- …of Markets products and services. + Significant experience in Business Controls, Business Management , Operational Risk , Compliance , Legal, Audit, or similar ... (OLO) function is part of the Markets Business Controls Management department within the 1st Line of Defense (1LOD)....and mapping them to control framework elements to ensure compliance with material laws and regulatory requirements. Join our… more
- MongoDB (New York, NY)
- …fedramp program knowledge + Possess a practical understanding of cloud security compliance , risk management , information security principles, including a ... security team is looking for a Program Manager - Governance , Risk , and Compliance . This...fundamental project management processes eg scoping, planning, risk management , change control, communication etc. +… more
- Bloomberg (New York, NY)
- …Officer - Indices/ Benchmark Administration Location New York Business Area Legal, Compliance , and Risk Ref # 10044966 **Description & Requirements** Bloomberg's ... as IOSCO principles; and be able to implement regulatory compliance policies, governance and controls. Strong communication...Experience of identifying and managing risk , including risk framework and issue management **If this… more
- Scotiabank (New York, NY)
- …to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the ... lifecycle and ensure adherence to risk & compliance guidelines + **Project Management and Stakeholder...risk assessments in line with regional and cross-jurisdictional governance + Evaluate, monitor, and mitigate product risks and… more