- JPMorgan Chase (New York, NY)
- …facilitate capital raising and ensure investors' requirements are met; + Ensure appropriate risk management , governance , consistency and best practices in ... Demonstrate commitment to team values, ESG, strategic objectives, effective risk management and broader legal and compliance requirements; + Hands on… more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment ... including data flows, data lineage, and metadata. + Strong understanding of data governance , data quality, and data lifecycle management and familiarity with… more
- M&T Bank (Buffalo, NY)
- …objectives with the NIST framework to ensure best practices in AI usage and risk management . + Engage with external stakeholders, such as regulators and industry ... engineers, data scientists, and product managers to embed AI governance principles into all AI-related projects. + Work with...accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management . +… more
- American Express (New York, NY)
- …unit's exams, where appropriate. **Minimum Qualifications:** + 6 years in a financial risk management function (eg, audit, compliance , operations, credit). + ... line via the AENB COO Office's Strategic Planning, Control Management , Program Management and Governance ...regulatory work. + Challenge and advise action owners on risk management remediation efforts with a audit… more
- Neuberger Berman (New York, NY)
- … management , trust company, sales distribution and supervision, client reporting, fund governance , compliance , operations, risk , branch exams, etc. + Work ... Neuberger Berman delivers comprehensive investment management products and services to a broad base...other members of the Internal Audit department, Legal & Compliance , Operations, Risk , Front Office personnel, and… more
- MUFG (New York, NY)
- …up and distribution + Maintain close working relationships with Front Office, Operations, Risk , Audit, Compliance and Regulatory departments to ensure needs and ... are met. **Controls & Compliance ** + Ensure compliance with the Firm's internal risk and...+ At least 5 years of experience in data governance , data quality, data management or related… more
- Amalgamated Bank (New York, NY)
- …transparency, bias, and compliance . + Evaluate the effectiveness of data governance , model risk management frameworks, and automated controls. + ... assessing risk , evaluating algorithm integrity, validating data governance , and ensuring compliance with AI-related regulations... frameworks. Certification or training in AI ethics, data governance , or model risk management … more
- TD Bank (New York, NY)
- …order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management : Ensure TDS meet regulatory requirements ... with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to… more
- JPMorgan Chase (Brooklyn, NY)
- …partner with LOB, Functional & Regional Control Managers, Risk , and Compliance . Your role involves supporting key governance tasks, implementing an effective ... governance framework. As an Associate in the Controls Governance team, you will interact with senior management...Operational Risk framework, and providing Operational Risk advice to senior management . **Job Responsibilities:**… more
- JPMorgan Chase (Brooklyn, NY)
- …Minimum of 7 years of financial service experience in controls, audit, quality assurance, risk management , or compliance . + Proficient knowledge of control ... including CIB business units, other Lines of Business, and Compliance , to deliver a robust ABC governance ... management . + Guide the evolution of ABC governance through horizon scanning and emerging risk … more