- JPMorgan Chase (New York, NY)
- …facilitate capital raising and ensure investors' requirements are met; + Ensure appropriate risk management , governance , consistency and best practices in ... Demonstrate commitment to team values, ESG, strategic objectives, effective risk management and broader legal and compliance requirements; + Hands on… more
- TD Bank (New York, NY)
- …evolving regulatory requirements and assess potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment ... including data flows, data lineage, and metadata. + Strong understanding of data governance , data quality, and data lifecycle management and familiarity with… more
- American Express (New York, NY)
- …risk topics within GMNS **Required Qualifications:** + 6 Years experience in operational risk management , Financial Crime or Compliance (eg, within ... the design and implementation of controls tailored to specialized risk areas including Financial Crime and Compliance ,...Comply with enterprise policies and programs pertaining to specific risk types (eg, Conduct Risk Management… more
- American Express (New York, NY)
- …unit's exams, where appropriate. **Minimum Qualifications:** + 6 years in a financial risk management function (eg, audit, compliance , operations, credit). + ... line via the AENB COO Office's Strategic Planning, Control Management , Program Management and Governance ...regulatory work. + Challenge and advise action owners on risk management remediation efforts with a audit… more
- M&T Bank (Buffalo, NY)
- …objectives with the NIST framework to ensure best practices in AI usage and risk management . + Engage with external stakeholders, such as regulators and industry ... engineers, data scientists, and product managers to embed AI governance principles into all AI-related projects. + Work with...accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management . +… more
- Neuberger Berman (New York, NY)
- … management , trust company, sales distribution and supervision, client reporting, fund governance , compliance , operations, risk , branch exams, etc. + Work ... Neuberger Berman delivers comprehensive investment management products and services to a broad base...other members of the Internal Audit department, Legal & Compliance , Operations, Risk , Front Office personnel, and… more
- MUFG (New York, NY)
- …up and distribution + Maintain close working relationships with Front Office, Operations, Risk , Audit, Compliance and Regulatory departments to ensure needs and ... are met. **Controls & Compliance ** + Ensure compliance with the Firm's internal risk and...+ At least 5 years of experience in data governance , data quality, data management or related… more
- Amalgamated Bank (New York, NY)
- …transparency, bias, and compliance . + Evaluate the effectiveness of data governance , model risk management frameworks, and automated controls. + ... assessing risk , evaluating algorithm integrity, validating data governance , and ensuring compliance with AI-related regulations... frameworks. Certification or training in AI ethics, data governance , or model risk management … more
- TD Bank (New York, NY)
- …order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management : Ensure TDS meet regulatory requirements ... with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to… more
- Citigroup (New York, NY)
- …Controls, Management Reporting, Policy and Procedure, Program Management , Risk Controls and Monitors, Risk Management . **Other Relevant Skills** ... Management , Data Operating Model practices, Data Issue Management and Data Compliance within large, financial...of hire. **Most Relevant Skills** Constructive Debate, Data Governance , Data Management , Data Quality, Internal… more