- TD Bank (Charlotte, NC)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... + Guides partner through the development, implementation, oversight and management of effective Compliance Programs + Prepares...and assesses potential impacts + Maintains a culture of risk management and control, supported by effective… more
- American Express (Apex, NC)
- …We are seeking an experienced and strategic Director, Compliance to lead compliance risk identification, management , and mitigation across US Consumer ... controls and mitigation strategies + Support the execution of business-level compliance risk assessments and control self-assessments + Support regulatory… more
- Wells Fargo (Charlotte, NC)
- …with Legal, Risk , Audit, and other internal stakeholders. + Prepare management -ready reports and communications on compliance issues. + Support regulatory ... inquiries related to regulatory requirements. + Prepare and provide management ready communications and reporting of compliance ... compliance programs and controls. + Provide regulatory compliance risk expertise and consulting for high-… more
- American Express (Charlotte, NC)
- …and issue management . The successful candidate will proactively manage an effective compliance risk management oversight program for the US Consumer ... features. + Support new initiatives through the New Product Governance process, with a strong analytical focus on controls,...effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change Management (RCM),… more
- Wells Fargo (Charlotte, NC)
- …reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Oversee the Front Line's ... oversight and monitoring of business group risk -based compliance programs + Maintain compliance risk...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- American Express (Charlotte, NC)
- …regulatory impact to business initiatives. + In-depth knowledge and understanding of compliance risk management practices and methodologies, including ... effective processes. + Support an effective Compliance program including Compliance Risk Assessment, Regulatory Change Management , and contribute… more
- PNC (NC)
- …activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. **Qualifications** Successful candidates must demonstrate appropriate ... identified risks. If necessary, escalates identified risks to Line of Business Senior Management . - Identifies compliance impact on matters such as marketing… more
- Wells Fargo (Charlotte, NC)
- …is seeking an experienced leader in the Corporate and Investment Banking (CIB) Data Management organization to lead the execution and governance of CIB's Data ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Xylem (Charlotte, NC)
- …Sale for Export (FSFE) program. This role is responsible for program strategy, governance , risk management , and audit oversight while ensuring alignment ... limited to FSFE, is essential. **Key Responsibilities:** + **Program Leadership and Governance ** + Lead the enterprise-wide FSFE compliance program, assuring … more
- ITG Brands (NC)
- …and interpret legal developments and industry trends to inform risk management and corporate strategy. + **Regulatory & Compliance Leadership** + Ensure ... + Provide strategic guidance on corporate governance and compliance frameworks. + **Litigation & Risk Management ** + Lead and manage outside counsel in… more