- TD Bank (Charlotte, NC)
- …top-tier client interaction and relationship management + Deep understanding of regulatory compliance and risk management in the finance industry + ... of Business:** TD Wealth **Job Description:** The Head of Wealth Business Management / Administration is a critical executive role responsible for management… more
- Wells Fargo (Charlotte, NC)
- …integrating AI/ML solutions into enterprise architectures + Strong grasp of AI governance , lifecycle management , and ethical deployment + Familiarity with data ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- American Express (Charlotte, NC)
- … Governance policy, Self-Identified Re-filing Assessment Framework, Regulatory Report Risk Assessment and Cross Report Reconciliation Framework as assigned and ... + Work closely and coordinate with various regulatory reporting, technology, data governance , service management , teams to ensure quality assurance over the… more
- Principal Financial Group (Charlotte, NC)
- **What You'll Do** The AVP - Global Head of Investment Management Technology will be accountable for shaping and driving a forward-looking global technology ... investment management strategy that champions engineering excellence, agility, and innovation...role in advancing the firm's digital transformation, strengthening its risk posture, and enabling faster, data-driven decision-making. By improving… more
- Wells Fargo (Charlotte, NC)
- …focus + Excellent communication skills with proven ability to present complex financial, risk management and policy topics tailored to audiences of varying ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …The Portfolio Manager will partner with Relationship Managers, Industry Coverage and Risk Management to oversee execution of credit related functions and ... present updates on loan portfolio and insurance subsector trends to senior leadership, risk management , and coverage partners. + Partner with Corporate Banking… more
- Wells Fargo (Charlotte, NC)
- …Physics, Political Science, Pre-law, Government, Policy and Management , Computer Science, Management and Risk Management or related business field + ... cash transactions and loans. The team also manages the risk , regulatory compliance , and client service associated...Management delivers support by partnering with product, channel, risk , and technology teams to develop and provide secure,… more
- Wells Fargo (Charlotte, NC)
- …and acts as an independent assurance function that evaluates the effectiveness of risk management , control, and governance processes. Participants will learn ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Effectively manage overall operational and compliance risk related to SEC and Climate reporting for Truist. ... and various state agencies. Prepare the quarterly earnings press release and management 's discussion and analysis. Respond to annual SEC comment letters by working… more
- First Horizon Bank (Charlotte, NC)
- … management ; + provide critical assurance and advisory services on the governance , risk management , and control frameworks surrounding Treasury and ... planning frameworks. + Evaluate the design and effectiveness of internal controls, risk management practices, and regulatory compliance associated with… more