- HSBC (New York, NY)
- …work location. Qualifications + Substansial experience as a regulator, or a senior compliance manager across all areas of Compliance risk within a global firm, ... Wealth, Private Banking and Insurance Regulatory Compliance Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001 Work style: Hybrid… more
- Wells Fargo (Yorktown Heights, NY)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with… more
- American Express (New York, NY)
- …Act (SCRA), Military Lending Act (MLA), etc. + Knowledge of Compliance risk management processes including governance , regulatory change management, risk ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance and advisory services, and to influence the way the company… more
- M&T Bank (Buffalo, NY)
- …of the audits over the Bank's Information Technology (IT) Engineering, Operations, Governance , Risk Management and Architecture functions. Assists in completion ... of annual risk assessments, continuous auditing & monitoring, and remediation plan...as assigned, under supervision of a Lead Auditor or Manager . **Primary Responsibilities:** + Participate in audits by executing… more
- Microsoft Corporation (New York, NY)
- …Learning, Microsoft Learn, LinkedIn Learning). + Demonstrated leadership driving governance (ARB/change control), risk management, and executive stakeholder ... workforce transformation. You'll also own the enterprise-wide delivery and governance of AI learning capabilities-ensuring compliance, impact, and innovation.… more
- MUFG (New York, NY)
- …various committees, working groups and other meetings + Work closely with business unit risk manager across the lifecycle of the Issue Management process from ... more details. **Responsibilities:** + As part of the Data Governance team work across various pillars of the data...risks in RCSAs across the broker dealer entity (adhoc risk / controls reviews, group self-assessments, and controls testing)… more
- Pfizer (New York, NY)
- …In the Digital division, our commitment is reinforced by a science-driven, risk -aware quality culture, extending a passionate endeavor to improve patients' lives. ... The Sr. Manager , Manufacturing (MFG) and Supply Chain (SCM) Solutions will...a Data Architect or Lead engineer on a major program / project, as well as collaborate with our… more
- Wells Fargo (Yonkers, NY)
- …and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk ... as partners across the organization + Support the Branch manager in operational tasks and scheduling + Resolve issues...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with… more
- TD Bank (New York, NY)
- …effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit) to assess risks, develop and implement ... strategies, tactics and programs to effectively manage regulatory and governance issues for the Trader environment. **Key Responsibilities:** +...of a diverse group in an area of moderate risk , complexity or scope + Ensures an integrated approach… more
- TD Bank (New York, NY)
- …lifecycle. The Fixed Income Operations team plays a key role in mitigating risk , improving client service, and delivering seamless trade processing across a diverse ... + Implement and maintain strong controls to mitigate operational and financial risk . + **Stakeholder Management** + Partner with Front Office, Sales, Technology,… more