- TD Bank (Charlotte, NC)
- …broader organization policies to ensure alignment from a compliance and governance perspective.** **In this Position:** **Compliance Risk and Reporting Manager will ... rollout of change activities. Ensuring compliance with all internal governance documents and regulatory requirements.** **Establish and maintain comprehensive… more
- TD Bank (Charlotte, NC)
- …Inventory and Regulatory Change, the Senior Manager is responsible for the governance and oversight of the Global Regulatory Inventory and Regulatory Change Program, ... opportunity for individuals with expertise in the field of compliance, governance , risk, and controls. Specific accountabilities include the following: + Act… more
- TD Bank (Charlotte, NC)
- …depending on availability and individual circumstances._ **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or ... internal groups + Leads development of team procedures and governance processes and advises the Compliance stakeholders and teams...of the Compliance program + Represents CGO as a specialist on internal or external committees as well as… more
- TD Bank (Charlotte, NC)
- …consistently upheld across all customer touchpoints. The Sr Business Mgmt Specialist leads a significant business management function and/or strategy planning, ... oversight, control or governance activities for highly complex / high risk /...and completes a variety of complex initiatives requiring seasoned specialist knowledge and/or the integration of cross functional processes… more
- PNC (Raleigh, NC)
- …a centralized advisory team responsible for setting enterprise-wide KYC/CDD requirements and governance framework as well as providing guidance and support to PNC ... of core responsibilities for which you will be responsible that focus on governance , oversight, and development of solutions for CDD-related risks and issues. The… more
- TD Bank (Charlotte, NC)
- …in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and governs the ... point of contact for internal audit, regulatory reporting deliverables, and governance activities related to capital management + Ensures appropriate controls,… more
- Wells Fargo (Charlotte, NC)
- …Fargo is seeking candidates for the role of Lead Securities Quantitative Analytics Specialist , which is a Vice President level role within the Corporate & Investment ... have to collaborate with front office trading, risk oversight, technology, and model governance functions ensuring requirements are met and governance is adhered… more
- Honeywell (Charlotte, NC)
- Honeywell is seeking a **Senior Generative AI Strategy Specialist (Sr. Adv Data Scientist)** to drive the integration of advanced Generative AI technologies across ... start-ups, academia, and industry forums to bring forward innovative solutions. + ** Governance & Responsible AI** : Collaborate with the AI Responsibility Committee… more
- City National Bank (Charlotte, NC)
- …the design and operating effectiveness of the Bank's risk management practices, governance processes, system of internal controls for the Risk Management platform: ... but not limited to the understanding of enterprise risk management, data governance , third party risk management, model risk management, business continuity, fraud… more
- Wells Fargo (Charlotte, NC)
- …Fargo Regulatory Relations, the Enterprise Policy Office, Non-Financial Regulatory Reporting Governance , and the Office of Consumer Practices. The team focuses on ... integrated and holistic approach to Wells Fargo's regulatory, policy and governance activities and ensuring communication and coordination of engagements across… more