- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Head of Wealth Remediation is responsible for expanding and managing regulatory oversight ... partnering with US Wealth Senior Leadership Team, Federated Partners ( Compliance , Legal), and AMCB Consumer Bank teams to ensure...**OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business:** TD Wealth **Job Description:** The Head of Wealth Business Management / Administration is a critical executive role ... role will also lead first-line engagement and activities with Compliance and Legal with respect to Office of Supervisory...**OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- TD Bank (Charlotte, NC)
- …details for this role. **Line of Business:** TD Wealth **Job Description:** The Head of Investment Product is responsible for formulating strategy that is required ... with risk appetite + Ensures all products are in compliance and meet all regulatory requirements **Education & Experience:**...**OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- TD Bank (Charlotte, NC)
- …and facilitating the US Compliance Risk Assessment and reports up into the US Head of Compliance Programs + Supports the management of the Compliance ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- Zurich NA (Charlotte, NC)
- …Energy Technical Director to join our Specialties Energy SBU. This position reports to the Head of Energy and can be based in one of our Zurich offices with business ... more years of experience in the Underwriting, Market Facing, Broker , Carrier or Risk Management area within the Commercial...location, role, skill set, and level of experience. In compliance with local laws, Zurich commits to providing a… more
- Siemens Energy (Charlotte, NC)
- …team supports SE businesses in all customs related matters, ensuring full compliance with applicable customs regulations and internal requirements in an optimal and ... of all HTS classification activities! This role reports to Head of Global Classification in the region and will...with our partners and staff. Implement US HTS classification compliance supervising through metrics. + Workwith US custom internal… more