- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Head of Compliance Culture will oversee and lead the firm's Culture of ... Compliance program. This role includes the critical responsibility of...the development and execution of the centralized culture of compliance program, including the creation and maintenance of the… more
- HSBC (New York, NY)
- …files, and all confidential matters are appropriately handled as set forth by policy. Contain compliance risks in liaison with the Head of Group Compliance , ... **Description** **International Corridors, Head of Europe Desk, HSBC Bank USA, NA,...HSBC control standards and implement and observe the Group Compliance Policy, including the timely implementation of recommendations made… more
- Greater Opportunities for Broome and Chenango, Inc (Endicott, NY)
- …work in cooperation with the Administrative Staff to ensure quality programming in compliance with Head Start and DSS licensure regulations. The Childcare ... health and safety checklist. 28. Maintain Red file to ensure compliance with Head Start regulations, Department of Social Service Regulations, OSHA Regulations,… more
- Greater Opportunities for Broome and Chenango, Inc (Norwich, NY)
- … Head Start children. This person oversees satellite operations and ensures compliance with Head Start Performance Standards, NYS Office of Children and ... Family Services Child Care Licensing Regulations, and in the supervision of site staff and volunteers. **Teacher Director - Employee Benefits (10 Month):** . **403b** . **403b matching** . **Health insurance** . **Dental insurance** . **Vision insurance** .… more
- TD Bank (New York, NY)
- … Program Management team. This role will serve as a critical advisor to the Head of Compliance Program Management (AVP) and be responsible for shaping the ... Business Planning:** + Lead strategic planning efforts and support the Head of Compliance Program Management in defining the long-term vision, priorities, and… more
- TD Bank (New York, NY)
- …Bank's risk philosophy and strategic direction. **Job Description** Reporting to the Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more… more
- Zurich NA (New York, NY)
- …Party Risk, Customer Facing Conduct, Market Integrity, and Financial Crime. Reporting to the Head of Compliance Centre of Excellence, this role offers a unique ... Compliance Expert (Data Privacy & Records Management) 125661...https://www.covermoregroup.com/people/ . **What is the opportunity?** Are you a compliance expert looking for an opportunity to apply your… more
- Mizuho Corporate Bank (New York, NY)
- … inspections. Reporting: Preparing and submitting various reports to Americas Legal and Compliance Department/ Head Office in a timely and appropriate manner. + ... function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning...bank's internal policies and procedures. + Supporting the Unit Head (UH) on various issues, challenges, and projects initiated… more
- TD Bank (New York, NY)
- …Timely report on findings and/or recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...needed, and effective check and challenge. Reporting to the Head of Surveillance Initiatives and Portfolio Management, the new… more
- Guardian Life (New York, NY)
- …team to manage vendor relationships, system contracts, and licensing. + Work closely with Head of Compliance and course owners to meet compliance course ... Partner with the L&D team to align system capabilities with learning strategy, compliance needs, and user experience goals. + Oversee WD Learning feature release… more
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