- HSBC (Buffalo, NY)
- …regulatory developments affecting the Bank, or in development and implementation of Regulatory Compliance (RC) policy. Early identification and assessment of ... geographic area/country to global for a Function or Global Business Line. As our Head of Regulatory Development, you will: + Regulatory Development:… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Head of Compliance Culture will oversee and lead the firm's Culture of ... to drive alignment and ensure informed decision-making. + Stay current with regulatory expectations related to compliance culture and industry developments, to… more
- Citigroup (New York, NY)
- …challenge digital asset use cases, models, and emerging technologies from a risk and compliance perspective. ** Regulatory Compliance & Oversight** + Act as ... Challenge, Escalation Management, Governance, Policy and Procedure, Policy and Regulation, Regulatory Compliance , Risk Controls and Monitors, Risk Identification… more
- MUFG (New York, NY)
- … compliance governance forums; + Supporting Senior Management, industry, regulatory , and law enforcement communications and engagement; + Serving as trusted ... recruitment team will provide more details. Reporting into the Managing Director, Regional Head of Americas AML Program Officer (APO), the role supports the BAU… more
- Neuberger Berman (New York, NY)
- …Broker Dealer platforms and advisory/sales activities + Oversee the implementation of regulatory changes and strategic initiatives , ensuring that all process ... ** Head of Business Control & Governance - Private...processes, governance structures, and risk management practices support both regulatory requirements and business objectives, while maintaining a focus… more
- Guardian Life (New York, NY)
- …and communication of all compensation policies, guidelines and frameworks, ensuring compliance with legal and regulatory requirements. + Set priorities ... compensation strategy team regarding policies, exceptions, agreements, rules and decisions and ensure compliance at all levels. + Support the Head of Group… more
- Guardian Life (New York, NY)
- …is seeking a talented and motivated individual to join our team as a Head of Retirement Plans. In this role, you will lead Guardian's retirement benefits strategy ... and serves as a key advisor on plan design, colleague engagement, and regulatory matters. With deep expertise in retirement plan strategy and a passion for… more
- Truist (New York, NY)
- …business are defined, designed, and realized - inclusive of regulatory / compliance changes, risk remediation, technology maintenance, enhancements/automation, ... of America) **Please review the following job description:** The Head of Real Estate Product Delivery will lead an...Utilizes their deep knowledge of advancing trends, technologies, and regulatory changes in the real estate and mortgage industry… more
- Mizuho Corporate Bank (New York, NY)
- …posture. The head of Business continuity will lead the BCP operations, the regulatory inquiries as well as the strategic initiatives . In this role you will ... Head of Business Continuity As part of Mizuho...business continuity activities are robust, well-assessed, and aligned with regulatory expectations and industry best practices. This role, critical… more
- Guardian Life (New York, NY)
- …is seeking a Head of Annuity Business Development to lead strategic initiatives that expand our annuity business. Reporting to the Head of Annuities, ... and regulatory shifts, solving complex problems, and leading strategic initiatives with broad impact. You are comfortable operating independently in a dynamic… more