- Principal Financial Group (New York, NY)
- …and regulatory environments is highly valued. + Experience working with regulatory officials and compliance professionals + Proven ability to operate ... **What You'll Do** The AVP - Global Head of Investment Management Technology will be accountable for shaping and driving a forward-looking global technology… more
- Warner Bros. Discovery (New York, NY)
- …enhancing the company's environmental and sustainability reporting capabilities, and ensuring compliance with emerging regulatory frameworks in the US and ... debt portfolio. + Support debt issuances, refinancing activities, and capital structure initiatives , ensuring compliance with all applicable laws and contractual… more
- OneMain Financial (New York, NY)
- …modernize lending through cutting-edge technology and data-driven innovation. Our AI initiatives are central to delivering smarter, faster, and more personalized ... financial solutions. **About the Role** We are seeking a Managing Director - Head of GenAI Product Strategy to lead the strategy, development and execution of… more
- MUFG (New York, NY)
- …and scenario analysis + Collaborate with front-office, credit risk management, legal and regulatory teams to ensure compliance with industry standards and ... team of 3-5 risk professionals + Supports the execution of strategic initiatives in collaboration with internal and external stakeholders **Qualifications:** + 10 +… more
- TD Bank (New York, NY)
- …manage their regulatory risk. **Key Responsibilities:** + Reporting: With the Head of Surveillance Initiatives and Portfolio Management and key stakeholders: ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global … more
- Coinbase (Albany, NY)
- …that will play a crucial role in financial reporting and other statutory and regulatory filings. *What You'll Be Doing (ie, Job Duties)* * Lead the preparation of ... filings by all relevant parties, including the Disclosure Committee, Audit and Compliance Committee, external auditors, and internal and external legal counsel. *… more
- TD Bank (New York, NY)
- …enterprise risk and compliance stakeholders. + Coordinate cross-functional initiatives and provide thought leadership on evolving regulatory expectations ... role will serve as a critical advisor to the Head of Compliance Program Management (AVP) and...shaping the strategic roadmap, developing business routines, and coordinating compliance program-wide initiatives . The ideal candidate is… more
- TD Bank (New York, NY)
- …Business partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives , new Global Control Room deployments, and Global ... Head with implementing a program focused on the initiatives below: + **Global Control Room Portfolio Management** :...Work with key stakeholders with Global Control Room and Compliance broadly to respond to regulatory inquires… more
- Sumitomo Pharma (Albany, NY)
- … regulatory requirements + Establish strong education/awareness of regulatory requirements cross functionally through comprehensive education initiatives ... to the SMP group business strategy + Collaborate with Head of RA at SMP appropriately + Provide oversight...considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and… more
- Mizuho Corporate Bank (New York, NY)
- …of the Planning Team within ACBD1, is responsible for a wide range of compliance matters and risk management initiatives . The primary responsibilities of this ... Preparing and submitting various reports to Americas Legal and Compliance Department/ Head Office in a timely and...staff at ACBD1 for various audits. Risk Management: Leading initiatives to enhance the risk management framework at ACBD1… more
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