- TD Bank (New York, NY)
- …Business partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives , new Global Control Room deployments, and Global ... Head with implementing a program focused on the initiatives below: + **Global Control Room Portfolio Management** :...Work with key stakeholders with Global Control Room and Compliance broadly to respond to regulatory inquires… more
- Sumitomo Pharma (Albany, NY)
- … regulatory requirements + Establish strong education/awareness of regulatory requirements cross functionally through comprehensive education initiatives ... to the SMP group business strategy + Collaborate with Head of RA at SMP appropriately + Provide oversight...considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and… more
- Mizuho Corporate Bank (New York, NY)
- …of the Planning Team within ACBD1, is responsible for a wide range of compliance matters and risk management initiatives . The primary responsibilities of this ... Preparing and submitting various reports to Americas Legal and Compliance Department/ Head Office in a timely and...staff at ACBD1 for various audits. Risk Management: Leading initiatives to enhance the risk management framework at ACBD1… more
- TD Bank (New York, NY)
- …with the Bank's risk philosophy and strategic direction. **Job Description** Reporting to the Head of Compliance , Regulatory Inventory and Regulatory ... incumbent will work with internal partners, including Oversight Functions (designated Regulatory Compliance Management (RCM) accountability for areas of laws,… more
- Zurich NA (New York, NY)
- …will be your primary area of focus, you will also contribute to broader compliance initiatives across Zurich's Compliance Risk Universe (CRU), including ... related field of study. + 5+ years of experience in financial services or regulatory compliance , with proven expertise in DPRM and preferably with knowledge of… more
- City of New York (New York, NY)
- …site visits and programmatic reviews and assessments. - Ensures program and regulatory compliance , aligned with City rules and accountability standards. - ... Supports compliance and legal aspects of strategic initiatives ...diversity. - Minimum of three years' experience in a compliance , regulatory , or investigative capacity preferred. -… more
- City of New York (New York, NY)
- …site visits, and programmatic reviews and assessments. - Ensures programming and regulatory compliance , aligned with City rules and accountability standards. - ... public property. New York City Mayor Eric Adams is head of the executive branch of New York City's...Supports compliance and legal aspects of strategic initiatives … more
- TD Bank (New York, NY)
- …requirements and mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal, and ... customers, products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program… more
- Citigroup (New York, NY)
- …Operating Office (T&BE COO) drives a strong focus on risk and controls, compliance and value across T&BE organization and oversees Controls, Analytics and Decision ... Management, Quality Assurance, Regulatory Management, Data and Transformation for Technology, as well...role will report to the T&BE Data Quality Assurance Head . The Data Quality Assurance Lead will be instrumental… more
- Mizuho Corporate Bank (New York, NY)
- …Maintain and update dashboards and key performance indicators (KPIs) related to regulatory compliance and testing. + Collaborate with operational resilience ... compliance with established capability baselines and risk thresholds. + Ensure compliance with regulatory requirements. + Maintain alignment with internal… more