- Citigroup (New York, NY)
- …world and every sector that shapes your daily life, our Enterprise Operations & Technology teams are charged with a mission that rivals any large tech company. Our ... technology solutions are the foundations of everything we do...**Collaboration & Stakeholder Engagement** : Partner with engineering, security, compliance , and application teams to ensure alignment and successful… more
- Coinbase (Albany, NY)
- …passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave ... filings by all relevant parties, including the Disclosure Committee, Audit and Compliance Committee, external auditors, and internal and external legal counsel. *… more
- Rochester Institute of Technology (Rochester, NY)
- …a leadership role in required team programming from the NCAA and RIT compliance offices. + Assist the head coach with advisement/mentorship of student-athletes ... Coach **Organization:** Intercollegiate Athletics **Job Responsibilities:** + Assist the head coach in effectively recruiting qualified and talented student-athletes… more
- TD Bank (New York, NY)
- …with the Head of Surveillance Initiatives and Portfolio Management, DDI, technology and key stakeholders (eg, Trade Surveillance Leads, and Chief Compliance ... Timely report on findings and/or recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio… more
- MTA (Jamaica, NY)
- …and departments, including legal, internal audit, security, human resources, and information technology , to ensure effective implementation of the compliance and ... Director, Corporate Compliance Suburban Operations Job ID: 12715 Business Unit:...are implemented + Prepare required reports for the Agency Head 's signature + Decision making authority to approve ethics… more
- Rochester Institute of Technology (Rochester, NY)
- …the overall physical conditioning needs of student-athletes in conjunction with the head coach and strength & conditioning staff. + Conducts player evaluations and ... plans to enhance the student-athlete experience. + Recruiting: + Assist the head coach with the development and implementation of recruiting plan, associated… more
- TD Bank (New York, NY)
- …and opportunities for process enhancement. + Partner with Surveillance Data Quants and Compliance Technology teams to refine the tooling and methodology for ... Team. The SIU in turn reports to the Global Head of Surveillance. This incumbent will ensure that surveillance...across TD Securities, including Markets sales and trading leaders, Technology , Advisory Compliance , and Risk functions. The… more
- TD Bank (New York, NY)
- …Bank's risk philosophy and strategic direction. **Job Description** Reporting to the Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- Guardian Life (New York, NY)
- … team to manage vendor relationships, system contracts, and licensing. + Work closely with Head of Compliance and course owners to meet compliance course ... As the Business Systems Analyst for Guardian Learning Technology , you will lead the digital strategy execution,...L&D team to align system capabilities with learning strategy, compliance needs, and user experience goals. + Oversee WD… more
- S&P Global (New York, NY)
- …to the Director of Technology , Risk, and Governance in the Global Digital Technology Organization. The Head of Technology Risk and Governance drives the ... + Support the implementation of the Governance, Risk, and Compliance (GRC) tool, focusing on the technology ...and Compliance (GRC) tool, focusing on the technology aspects. + Support the development of Key Risk… more