- Principal Financial Group (New York, NY)
- **What You'll Do** The AVP - Global Head of Investment Management Technology will be accountable for shaping and driving a forward-looking global technology ... That Will Help You Stand Out** + Deep understanding of the asset management industry, including financial , operational, and system-related aspects across both… more
- HSBC (Buffalo, NY)
- …Project Management experience with a focus on Compliance, Risk Management , or similar matters + Experienced in Financial Services, Investment or ... we all share. Regulatory Development roles ensure the effective management of regulatory developments affecting the Bank, or in...for a Function or Global Business Line. As our Head of Regulatory Development, you will: + Regulatory Development:… more
- Neuberger Berman (New York, NY)
- …experience in financial services, with significant experience in business controls, risk management , audit, or compliance within Wealth Management , ... environment. This individual will ensure operational processes, governance structures, and risk management practices support both regulatory requirements and… more
- HSBC (New York, NY)
- …balance sheet through monitoring risk -weighted assets (RWA) and deployment of appropriate risk management tools to price appropriately for risk and to ... **Description** **International Corridors, Head of Europe Desk, HSBC Bank USA, NA,...EU and USA commercial banking regulations; * Commercial credit risk assessment in an international environment; * Financial… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more
- Neuberger Berman (New York, NY)
- …SMA/UMA structures, financial planning, proposals, analytics, and other core wealth management needs. + Lead the design and implementation of the NB Private ... **Position Overview** The Head of Private Wealth Platforms & Experience will...owner for all client-facing digital platforms and internal wealth management tools. This role is pivotal to the ongoing… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Overview** The Vice President (VP) in the Risk Management Coordination Team plays a pivotal role in operational coordination ... timely escalation of risk -related matters to the Risk Coordination Team Lead and the Head ...Office, and regulatory bodies. - Collaborate effectively with internal risk management colleagues and leadership. - Apply… more
- SMBC (Albany, NY)
- …incumbent will lead a small team and will be reporting to the Managing Director, Head of Financial and Quantitative Risk . The position requires a ... 1st and 3rd lines of defense, as well as Non- Financial risk specialists within the 2nd line... management routines. + Support MANUBANK's culture of Risk Management and Compliance as well as… more
- SMBC (New York, NY)
- …to its employees. **Role Description** Distribution Risk Group (DRG) is seeking a risk management Vice President to play an active role in assisting with the ... risk management of loan and bond underwriting risk ...of the existing underwriting pipeline + Support the group head on enhancements of communication to senior management… more
- Neuberger Berman (New York, NY)
- …the Global Head of Investment Risk . This person will oversee key risk management initiatives and partner closely with our global risk colleagues. The ... scenarios. **Key Qualifications:** + Minimum of 15 years in financial services with primary focus in asset management...skills. + Working knowledge of US regulatory requirements and risk management standards + High proficiency in… more
