- Capital One (New York, NY)
- Director, Head of Surveillance As the Director, Head of Surveillance, part of Capital One's Compliance organization you will manage Capital One's ... identify risks related to market abuse through the management of controls and reviews over the trades, orders and...Swap Dealer (interest rate, FX commodities-energy) and institutional Broker-Dealers ( equity trading & fixed income (ABS)). +… more
- Mizuho Corporate Bank (New York, NY)
- …experiencing tremendous growth. Our Corporate Communications & Marketing division is looking for a VP, Head of Social Media. We're a team of passionate doers ... corporate and investment bank in the Americas. As part of the Integrated Communications & Content Strategy team, you...its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading ,… more
- Citigroup (New York, NY)
- …and streamline processes and drive strategy across our industry. **Job Purpose:** The Global Head of Syndicate Middle Office will be tasked with oversight across ... range of internal stakeholders including Front Office Sales and Trading Desks, Banking, Compliance, Legal, Finance and HR; alongside having significant… more
- Citigroup (New York, NY)
- …of key market themes and environments through data analysis. Communicate results daily with head of IBR and trading heads. Help design appropriate hedging ... such as Stress losses, Value-at-Risk, etc. + Support the Head of IBR and Business Heads to...equity markets, and Fixed Income product structuring and trading are beneficial. + Cross asset class product and… more
- TD Bank (New York, NY)
- …its dynamic technology organization. This senior Business Systems Analyst will report into the head of the Global Equity Derivatives Solutions group. This is ... Inclusive Technology Team at TD** TD Securities, the wholesale trading subsidiary of TD Bank is seeking...maintain a high-performance, scalable pricing service for the valuation of Equity Derivative products using APIs and… more
- JPMorgan Chase (New York, NY)
- …to focus on the US markets and to collaborate closely with the Head of US Credit & Convertible Trading . This role involves a thorough understanding of ... **Required Qualifications, Capabilities and Skills:** + **Experience:** 5 to 10+ years of trading convertible securities + **Education:** A degree in Finance,… more
- Scotiabank (New York, NY)
- …to drive ambition for every future! **Purpose** Based in New York and reporting to Desk Head of Repo desk, the candidate will be responsible for trading the ... development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, … more
- Mizuho Corporate Bank (New York, NY)
- Summary Manage and maintain a robust audit program of Mizuho's Equity & Research activities, including leading and delivering the timely execution of audits ... the areas below highly preferred (but not required): equity , sales and trading or research (including...their continuing professional development. + Assist with the development of training material related to equity &… more
- Bank of America (New York, NY)
- …to learn, grow, and make an impact. Join us! Position is reporting to the Head of Equity Business Controls. This individual will partner closely with ... operating environment. The primary responsibility is to ensure the Equity line of business is in compliance... sales/ trading activity. **Position Description:** + Understanding of US Equity Regulations, particularly SEC, FINRA,… more
- TD Bank (New York, NY)
- …and Surveillance Quality Assurance Team. The SIU in turn reports to the Global Head of Surveillance. This incumbent will ensure that surveillance alerts related ... to trading activities ...to trading activities of firm employees (sales and trading ) and...access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, diversified investment… more