- Scotiabank (New York, NY)
- …development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, ... the Americas and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the… more
- Scotiabank (New York, NY)
- …policies and procedures for litigation, regulatory enforcement, and employment legal team. + Support Head of US Legal Operations as needed. + Tasks may include ... with finance reports, helping with department's Risk Control Self-Assessments ("RCSAs"), aiding Head of US Legal Operations with departmental budget, managing… more
- Mizuho Corporate Bank (New York, NY)
- …will be a part of the Resolution Plan Office (RPO), and report to the head of RPO. The RPO is a centralized team for the development, oversight and ... of this role : + Support the head of RPO to lead the develop...its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading ,… more
- Mizuho Corporate Bank (New York, NY)
- …part of the Office of the CIO team ("OCIO"), reporting to the Head of CIO Planning & Administration for the technology division at a global financial ... and recommendations + Provide primary back up for the Head of CIO Planning & Administration +...its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading ,… more
- TD Bank (New York, NY)
- …and execution of the annual Compliance Test Plan. + Work closely with the Head of Compliance Monitoring and Testing and the other Compliance Testing Leads to ... US broker dealer or regulator. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting, sales and trading , and applicable rules… more
- Mizuho Corporate Bank (New York, NY)
- …professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody ... audit services to the branches, representative offices and agencies of Mizuho Bank, Ltd. in the Americas, and to...market risk and liquidity risk (including interest rate risk, equity price risk, foreign exchange risk, commodity risk, and… more
- Scotiabank (New York, NY)
- …in a timely manner, and appropriate reporting is conducted to the Deputy Global Head of Sanctions + Acting as a critical subject-matter-expert providing advice ... development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, … more
- Scotiabank (New York, NY)
- …order to oversee various diverse functional areas and delegate responsibilities to the unit head of each area; and effectively implement change. + Ability to ... development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, … more
- Mizuho Corporate Bank (New York, NY)
- …professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody ... VP or above in all administration and operational aspects of the middle office functions. The functions include but...+ Maintain / generate reports to Operations management, the Head Office and other divisions as required. + Support… more
- Marex (New York, NY)
- …up on open issues as needed. + .Produce metrics on Surveillance reviews to the Head of US Surveillance + Clearly delineated by date, business line, desk, alert ... primarily focus on Surveillance (Trade Activity and Communications) across a range of asset classes (Cash Equity , Fixed Income, Commodities, Derivatives… more