- Mizuho Corporate Bank (New York, NY)
- …OTC/Derivatives cases and ensuring they are fulfilled per Mizuho's KYC, Regulatory, Credit , and Legal processes in a timely and accurate manner. Major ... support. + Partner and advise with CSG, Legal, and Credit as they execute their respective processes, applying KYC,..., Legal, etc.) + Understand policy changes socialized by Compliance and implications to the onboarding process. + Manage… more
- Janus Henderson Investors (New York, NY)
- …net worth investors-through diligence, investor education, portfolio construction, and client servicing-across private equity, private credit , private ... of alternative investments, bringing differentiated, institutional-quality investment opportunities to Private Wealth clients and Financial Advisors. Privacore plays an… more
- Citigroup (Queens, NY)
- …cross functional teams. + Knowledge of best practices in Operational Risk, Compliance , Credit and Financial Operations. + Advanced analytical ability, asks ... Management businesses across Citi Global Consumer Bank and Citi Private Bank. It serves over 500,000 clients through its...and Insurance teams. This role will report to the Head of Wealth Controls and Risk Management. **Key Accountabilities**… more
- Mizuho Corporate Bank (New York, NY)
- …as Volcker rule). Knowledge of financial services operations, finance, liquidity, compliance , conduct, financial crime, technology, credit risk, market risk, ... effective remediation. + Communicate, as needed, with Internal Audit Department (IAD) Head Office, other IAD overseas offices, IADA management and staff and other… more
- Mizuho Corporate Bank (New York, NY)
- …of financial services risk management operations, balance sheet management, liquidity, compliance , conduct, financial crime, credit risk, operational and ... effective remediation, + Communicate, as needed, with Internal Audit Department (IAD) Head Office, other IAD overseas offices, IADA management and staff and other… more
- Navient (Albany, NY)
- …that help people feel in control of their financial future, including: + ** Private student loans** - low rates, people-first service, and flexible payments. + ... Senior Fraud Risk Manager position will report to the Head of Risk & Fraud.** **As the Senior Fraud...Provide insights and recommendations to senior leadership. + Ensure compliance with fraud prevention regulations and conduct risk assessments.… more