- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... problems + Meet deliverables while adhering to policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues, and project… more
- MetLife (New York, NY)
- …Establish governance frameworks for data modeling, metadata, data quality and related regulatory compliance . Create D&A-side data owners and data stewards who ... experienced AVP of Data and Analytics for the Pet product within its Group Benefits business. Pet insurance is...this position will oversee all D&A efforts for this product line, and all D&A personnel working on this… more
- TD Bank (New York, NY)
- …issues in a timely manner. + Vet and coordinate First Line responses to regulatory inquiries in coordination with Compliance , Front Office, RSM teams; and other ... acquisitions (eg, TD Cowen), and continues to expand its product offering and client franchise across all asset classes....regulatory focused reviews, the ability to work with Compliance and Legal to interpret regulation or policy and… more
- Mizuho Corporate Bank (New York, NY)
- …creation and expansion of this new team. The role reports into the Head of Operations Regulatory Reporting. Responsibilities + Generate, submit, and/or monitor ... one of the largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for… more
- Scotiabank (New York, NY)
- Director, Equities Product Management **Requisition ID:** 232245 **Salary Range:** 300,000.00 - 300,000.00 _Please note that the Salary Range shown is a guideline ... various recurring Management and Executive Committees, Board meetings, and regulatory forums + Regulatory and Controls +...still operating under a strong control's framework + Business Head Support + Acting as the right-hand person to… more
- SMBC (New York, NY)
- …Division as well as Head Office (Tokyo). As a member of the Product Management team, the candidate will develop end-to-end knowledge of the products, liaise with ... across SMBC. In particular, they will help develop, test and implement new product features and services across the various cash management suite of products offered… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager...Team. The SIU in turn reports to the Global Head of Surveillance. This incumbent will ensure that surveillance… more
- Stony Brook University (Stony Brook, NY)
- …operations to ensure accurate and timely reporting of patient results and compliance with all regulatory standards. Qualified candidates will demonstrate ... attention of SL-5 Associate Technical Director and /or Section Head . + Responsible for the performance of test analysis...+ Oversight of QA functions and monitors. Ensures staff compliance with all regulatory agency standards. Takes… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the + Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and… more
- Bank of America (New York, NY)
- …set up to reduce key person risk and also effectively managing cost of regulatory compliance . * Oversee the training and development of the Enterprise Monitoring ... is responsible for managing a major component of a product line, function, or multiple operations units within a...from disclosures and discussing such issues with other Non-Financial Regulatory Reporting (NFRR) and Global Compliance &… more