- S&P Global (New York, NY)
- … Risk , and Governance, in the Global Digital Technology Organization. The Head of Technology Risk and Governance drives the Digital Solutions technology ... risk and governance strategy , partnering with the second line of defense in...Services, and Corporate Platforms, as well as with Enterprise Risk and Compliance and Audit. + Support in defining… more
- Citigroup (New York, NY)
- …Advisors/Investors and ultimately to their clients. This role will report to the Head of Business Risk for Investment Solutions within Citi Wealth. ... governance routines are effective and aligned with all aspects of risk and strategy . + Supporting the Investment Solutions Leadership team and their specific… more
- Bloomberg (New York, NY)
- Buyside IBOR Strategy Lead Location New York Business Area Product Ref # 10043102 **Description & Requirements** Powered by an unparalleled combination of ... delivers global, multi-asset solutions for portfolio management, trading, compliance, risk management and operations for buy-side firms. Bloomberg's Buyside Solution… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Reporting: With the Head of Surveillance ... needed, and effective check and challenge. Reporting to the Head of Surveillance Initiatives and Portfolio Management, the new..."tone at the top" in support of a strong risk & compliance culture within Compliance and across the… more
- HSBC (New York, NY)
- …ServCo. Reporting into the US Head of People locally and functionally into the Head of Policy & People Risk for Americas, Europe. The role will have entity ... ensure HSBC, management and employees comply + Advise on risk appetite strategy for contentious advisory eg... policy + Serve as a SME to the Head of People and business leadership, providing strategic guidance… more
- Bank of America (New York, NY)
- …Join us! **Job Description:** Responsible for keeping line of sight into any data risk and related issues impacting the FLU/CF, in accordance with other data related ... with other groups as needed, including Compliance, Audit, Operational Risk , and Technology to ensure effective controls over data...GRM Data Governance Function reports to the GRM Data Strategy & Management Executive (DMSE) and will help manage… more
- TD Bank (New York, NY)
- …services or a similarly regulated industry.** + **Proven experience in strategy development, program governance, or enterprise risk /compliance program ... mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll...role will serve as a critical advisor to the Head of Compliance Program Management (AVP) and be responsible… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + **Equity Aggregation:** Oversee the TDS Equity ... assure TDS positions are reported on time. + **Reporting:** With the Global Head and key stakeholders: assist with leading oversight /governance committees for the… more
- TD Bank (New York, NY)
- …broadly across Corporate Compliance. This is a critical role that reports to the Head of Compliance Strategy & Operations (AVP) and responsible for overseeing ... services or a similarly regulated industry.** + **Proven experience in strategy development, operations management, or enterprise risk /compliance program… more
- Scotiabank (New York, NY)
- …client relationships and leverage broader Bank relationships, systems and knowledge. + Strategy + Driving the annual strategy planning process. Partner with ... financial planning process. Ensure regional plans operate within Global GBM strategy + Translating high-level strategies into tangible deliverables. Lead execution… more