- TD Bank (Fort Lauderdale, FL)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
- MUFG (Tampa, FL)
- …one day. A member of our recruitment team will provide more details. The Head of Technology Risk Management will lead and oversee the firm's technology risk ... QA and reports on OpenPages issues + Stakeholder engagement: + Engaged with Operations & Technology key stakeholders, management, BURMs, SLoD, and TLoD to ensure… more
- MUFG (Tampa, FL)
- …reviews the relevant procedures to ensure appropriate control and consistency with Head Office guidelines and bank regulations. + Ensures adherence to all bank ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (Tampa, FL)
- …Risk Team as a Senior Vice President, and will report to the global Head of Product Governance, Suitability, and Sales Practices. The role will be responsible for ... areas at all levels of management including Compliance, Legal, Risk, Operations , Business Controls, Supervision, and Technology **Knowledge & Experience:** + 10+… more
- TD Bank (Fort Lauderdale, FL)
- …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking...Compliance Risk Assessment and reports up into the US Head of Compliance Programs + Supports the management of… more
- Citigroup (Fort Lauderdale, FL)
- Citi Services includes Treasury & Trade Solutions (TTS) and Securities Services. TTS provides an integrated suite of Liquidity, Payments and Trade/Working Capital ... new businesses into global trade. Citi supports the day-to-day operations of clients while helping them grow their business....for TWCS. The role will report to the TWCS Head of Data and help execute the vision for… more
- MUFG (Tampa, FL)
- …in other Regions and Legal Entities throughout MUFG's robust network of Operations areas. **Major Responsibilities:** + Manage and maintain a portfolio of active ... reviews the relevant procedures to ensure appropriate control and consistency with Head Office guidelines and bank regulations. + Ensures adherence to all bank… more
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