- TD Bank (New York, NY)
- …10+ years of experience **Preferred Skills:** + **Minimum of 10 years of experience in Compliance , Risk Management, Audit , or a related compliance role.** + ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid… more
- American Express (New York, NY)
- …limited to: General Counsel's Organization, other Compliance teams, Independent Compliance Testing team, Control Management, Internal Audit , Financial Crimes ... will be a key member of the US Commercial Compliance team supporting American Express Global Commercial Services (GCS)...you and your loved ones' physical, financial, and mental health , as well as providing the flexibility you need… more
- CIBC (New York, NY)
- …(https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Capital Markets Compliance Examination Specialist is responsible for the execution of ... the US Compliance Examination Plan established to ensure adherence with broker-dealer...role as a commissioned securities examiner, or within internal audit a plus + Professional licenses and certifications desired… more
- YAI (Manhattan, NY)
- …action. + Attends regional and/or departmental meetings to keep staff informed about audit findings and risks, new developments in compliance regulations and ... (http://wd5.myworkday.com/wday/authgwy/yai/login.htmld?) Key/Essential Functions & Responsibilities + Implements the organization's compliance program under the supervision of the Assistant Director… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance … more
- Cardinal Health (Albany, NY)
- …Operations, and Contact Center services. They will be responsible for ensuring compliance with SOX and internal audit standards, enabling operational integrity, ... the Director of Vendor Management to ensure aligned visibility into third-party control and compliance activities + Coordinate with Internal Audit on audit … more
- New York State Civil Service (Albany, NY)
- …risks; * Conducts risk-based assessments of applicants' and Licensees' governance, compliance , and internal audit controls; BSA/AML program; operational, ... of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational Category Financial, Accounting, Auditing Salary Grade 23… more
- Mastercard (Harrison, NY)
- …realize their greatest potential._ **Title and Summary** Senior Analyst- Federal Tax Compliance & Planning Senior Analyst, Federal Tax Compliance and Planning ... estimated payments in a timely manner. The Federal Tax Compliance and Planning team also supports the design and...while maintaining a quality work product. * Supports federal audit initiatives and assists in defending issues raised in… more
- American Express (New York, NY)
- …consumer compliance experience + Experience in managing activity in compliance , banking, regulatory examinations or audit . **Preferred Qualifications:** + ... and analytics on #TeamAmex. The Director of Consumer Practices Compliance is responsible for leading a team within the...That means we prioritize their physical, financial, and mental health through each stage of life. Benefits include: +… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more